Richard R. Rainey

CAPITAL MANAGEMENT ADVISORS LP

HOUSTON, TX 77063

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CRD#: 4570460

Professional summary

Richard Randall Rainey, AIF®, who also goes by R. Randall Rainey, Randy Rainey, is a registered financial advisor currently at CAPITAL MANAGEMENT ADVISORS LP located in Houston, Texas.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Richard has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

R. Randall Rainey | Randy Rainey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CAPITAL MANAGEMENT ADVISORS GP, LLC.; INVESTMENT RELATED; 7500 SAN FELIPE STE 600 HOUSTON, TX 77063; REGISTERED INVESTMENT ADVISOR GENERAL PARTNER OF THE LIMITED PARTNERSHIP; FOUNDER & CEO,; 1.2005; 120HRS/MO; 6HRS/DAY; FEE BASED COMPENSATION FROM RIA CLIENTS BASED UPON TOTAL ASSETS UDNERMANAGEMENT; MANAGEMENT OF RIA OPERATIONS; 2. CAPITAL MANAGEMENT ADVISORS, LP; INVESTMENT RELATED; 75063; REGISTERED INVESTMENT ADVISOR; FOUNDER & CEO 3.2005; 120HRS/MO; 6HRS/DAY; FEE BASED COMPENSATION FROM RIA CIENTS BASED UPON TOTAL ASSETS UNDER MANAGEMENT; INVESTMENT ADVICE; PORTFOLIO MANAGEMENT AND FIDUCIARY CONSULTANT FOR COMPREHENSIVE WEALTH MANAGEMENT; 3. INSURANCE AGENT APPOINTED BY VARIOUS CARRIERS; NOT INVESTMENT RELATED; 7500 SAN FELIPE STE 600 HOUSTON TX 77063; INSRUANCE (LIFE AND LONG TERM CARE); AGENT; 9/2001; HOURS VARY PER MONTH AND DAY; COMMISSION BASED; VAIRES WITH PRODUT; AFFILIATED WITH ASH BROKERAGE; PROVIDE CONSULTATIVE INSURANCE ADVISE, PRODUCT SELECTION & SERVICING; 4. RAINEY BUSINESS CONSULTING; NOT INVESTMENT RELATED; 7500 SAN FELIPE STE 600 HOUSTON TX 77063; BUSINESS ENTITY & OPERATIONS CONSULTING; PRINCIPAL; 3.2008; 10-20 HRS/MON;1-2HRS/DAY; FEE-BASED; REVIEW CURRENT AND PROPOSED BUSINESS PLANS FOR VARIOUS ENTITIES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Randall Rainey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 20, 2005 - Present

CAPITAL MANAGEMENT ADVISORS LP

Office #1: 7500 San Felipe, Suite 600, Houston, TX 77063Office #2: 16225 Park Ten Place Suite 500, Houston, TX 77084

RIA

CRD#: 134969

HOUSTON, TX

Past

April 22, 2008 - November 3, 2015

TRIAD ADVISORS LLC

CRD#: 25803

HOUSTON, TX

Past

August 15, 2002 - March 19, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/20/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/20/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/3/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2002

General Securities Representative Examination

Current Firm

CAPITAL MANAGEMENT ADVISORS LP

CRD#: 134969 / SEC#: 801-67958

RIA

Registered Investment Advisory firm - (8/18/2010 Terminated)

Texas

Registered Investment Advisory firm - (6/25/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

16225 Park Ten Place Suite 500, Houston, TX 77084

Mailing Address

Phone number

(713) 914-8176

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	171
AUM (Assets Under Management)	$ 80,463,856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard R. Rainey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Randall Rainey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL MANAGEMENT ADVISORS LP

TRIAD ADVISORS LLC

AMERICAN GENERAL SECURITIES INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/2004

Series 63

Date: 8/20/2002

SIE

Date: 11/3/2015

Series 7

Date: 8/14/2002

Current Firm

CAPITAL MANAGEMENT ADVISORS LP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL MANAGEMENT ADVISORS LP

TRUST BUT VERIFY

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