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JP

Jorge A. Pollitt

BUTLER CAPITAL PARTNERS
OLD WESTBURY, NY
CRD#: 4570411
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JP
Jorge Alberto PollittBUTLER CAPITAL PARTNERS

Professional summary


Jorge Alberto Pollitt, who also goes by Jay Pollitt, Jorge A Pollitt, Jorge Pollitt, is a registered financial professional currently at BUTLER CAPITAL PARTNERS located in Old Westbury, New York.

Jorge is registered as a RR (Registered Representative) and started their career in finance in 2003. Jorge has worked at 9 firms and has passed the Series 63, Series 65, Series 82TO, SIE and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jay Pollitt | Jorge A Pollitt | Jorge Pollitt

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jorge Alberto Pollitt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 31, 2024 - Present

BUTLER CAPITAL PARTNERS

BD
CRD#: 114242
OLD WESTBURY, NY
Past

January 23, 2023 - October 25, 2024

FRONTIER SECURITIES

BD
CRD#: 136102
RICHMOND, VA
Past

May 20, 2022 - January 13, 2023

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
PORTLAND, ME
Past

July 18, 2016 - September 30, 2019

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

March 30, 2016 - November 5, 2019

HOOD RIVER CAPITAL MANAGEMENT LLC

RIA
CRD#: 166089
Hinsdale, IL
Past

March 30, 2016 - January 13, 2023

MAR VISTA INVESTMENT PARTNERS, LLC

RIA
CRD#: 144906
Hinsdale, IL
Past

July 17, 2012 - July 1, 2016

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

March 8, 2005 - July 17, 2012

FORESIDE DISTRIBUTION SOLUTIONS, LLC

BD
CRD#: 118787
SANTA MONICA, CA
Past

December 9, 2003 - March 30, 2016

ROXBURY CAPITAL MANAGEMENT LLC

RIA
CRD#: 108832
HINSDALE, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/31/2024)
RR
Florida
(10/31/2024)
RR
Illinois
(10/31/2024)
RR
Minnesota
(12/10/2024)
RR
New York
(10/31/2024)
RR
Texas
(10/31/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 8/9/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 2/17/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BC
BUTLER CAPITAL PARTNERS
BUTLER CAPITAL INVESTMENTS, LLC | NORTH CREEK BUTLER | BUTLER CAPITAL PARTNERS

CRD#: 114242 / SEC#: , 8-53413

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
326 Centre Island Road, Oyster Bay, NY 11771
Mailing Address
Po Box 1358, Bayville, NY 11709
Phone number
(516) 333-2100
Established
New York since 04/16/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BUTLER, R ALAN JRMANAGING MEMBER1049661
KEMPER, ANTOINE CLAUDE JRCOO1395246
KLICK, ANDREW SCOTTCHIEF COMPLIANCE OFFICER2186884
RIP, OLGAFINANCIAL AND OPERATIONAL PRINCIPAL (FINOP)/CHIEF FINANCIAL OFFICER (CFO)5440553

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BUTLER CAPITAL PARTNERS

CRD#: 114242Old Westbury, NY

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