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SJ

Steven K. Johnson

CRD# 4570404·Registered 2000 - 2024
Previously Registered: Being a previously registered professional could mean that Steven is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Steven K. Johnson, who also goes by Steven K Johnson, was a registered financial advisor. Steven was a previously registered financial professional and started their career in finance 2000 - 2024. Steven had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steven K Johnson

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

Past

CCG ASSET MANAGEMENT, LLCPast·CRD# 166361
RIA
Fair Oaks, CA
March 14, 2019 - January 6, 2024
MUTUAL ADVISORS, LLCPast·CRD# 167658
RIA
Casper, WY
April 7, 2015 - June 19, 2018
CCG ASSET MANAGEMENT, LLCPast·CRD# 166361
RIA
Reno, NV
July 11, 2013 - December 31, 2017
MUTUAL SECURITIES, INC.Past·CRD# 13092
BD
Los Angeles, CA
November 10, 2014 - April 6, 2015
MUTUAL ADVISORS, LLCPast·CRD# 167658
RIA
Casper, WY
July 25, 2013 - April 6, 2015
ROXBURY CAPITAL MANAGEMENT LLCPast·CRD# 108832
RIA
Santa Monica, CA
June 19, 2000 - July 30, 2003

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Current Firm

CA
CCG ASSET MANAGEMENT, LLC

CCG ASSET MANAGEMENT, LLC

CRD#: 166361 / SEC#: 801-77640

Contact Information

Main Address

1880 Lakeland Drive Suite C, Jackson, MS 39216

Phone Number

(769) 257-5039

# of Employees

3

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/7/2023)

Regulatory Assets Under Management

Total Number of Accounts

29

AUM (Assets Under Management)

$577,166,886

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CCG ASSET MANAGEMENT, LLC, START: 07/01/13, 2496 N. CHERYL DR. JACKSON, MS 39211, RIA, CHIEF INVESTMENT OFFICER, INVESTMENT RELATED, 8 HOURS PER MONTH, <1 HOUR PER DAY DURING TRADING HOURS. 2. Member of a family-owned business that operates Residential Care Facilities for the Elderly (RCFE - Assisted Living)

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2014About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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