Jonathan K. Shepard
Professional summary
Jonathan Keith Shepard, who also goes by Jon Shepard, is a registered financial professional currently at STATE FARM VP MANAGEMENT CORP. located in Cedar Falls, Iowa.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2002. Jonathan has worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 6, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Keith Shepard's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2013 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1708 State St, Cedar Falls, IA 50613June 1, 2005 - July 18, 2006
NEXT FINANCIAL GROUP, INC.
May 31, 2005 - July 18, 2006
NEXT FINANCIAL GROUP, INC.
November 19, 2003 - June 1, 2005
PRUCO SECURITIES, LLC.
July 7, 2003 - June 1, 2005
PRUCO SECURITIES, LLC.
October 3, 2002 - June 4, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
September 20, 2002 - June 4, 2003
IDS LIFE INSURANCE COMPANY
September 20, 2002 - June 4, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2025)
(12/23/2013)
Exams
FINRA
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036Cedar Falls, IA 50613TRUST BUT VERIFY
Monitor Jonathan Shepard
Get automatic monthly alerts on:
