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ST

Scott S. Trulock

ENERGY CAPITAL SOLUTIONS LLC
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 4570100
ST

Professional summary


Scott Stephen Trulock, who also goes by Scott Stephen Truolock, is a registered financial professional currently at ENERGY CAPITAL SOLUTIONS LLC located in Dallas, Texas.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2002. Scott has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Scott Stephen Truolock

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Scott Stephen Trulock's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 12, 2004 - Present

ENERGY CAPITAL SOLUTIONS LLC

Office #1: 2651 North Harwood, Suite 410, Dallas, TX 75201
BD
CRD#: 121191
Dallas, TX
Past

September 24, 2002 - February 14, 2003

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(10/3/2013)
RR
Arizona
(10/29/2013)
RR
Arkansas
(11/4/2013)
RR
California
(9/11/2006)
RR
Colorado
(9/11/2006)
RR
Connecticut
(9/11/2006)
RR
Delaware
(9/11/2006)
RR
District of Columbia
(11/5/2013)
RR
Florida
(10/31/2013)
RR
Georgia
(10/25/2013)
RR
Illinois
(9/11/2006)
RR
Louisiana
(9/11/2006)
RR
Massachusetts
(9/11/2006)
RR
Michigan
(9/11/2006)
RR
Minnesota
(9/11/2006)
RR
Missouri
(9/11/2006)
RR
Montana
(10/24/2013)
RR
Nevada
(11/5/2013)
RR
New Jersey
(9/11/2006)
RR
New Mexico
(3/27/2014)
RR
New York
(9/11/2006)
RR
Ohio
(9/12/2006)
RR
Oklahoma
(9/11/2006)
RR
Oregon
(9/11/2006)
RR
Pennsylvania
(9/11/2006)
RR
Texas
(4/12/2004)
RR
Utah
(10/3/2013)
RR
Virginia
(10/31/2013)
RR
West Virginia
(11/17/2015)
RR
Wisconsin
(9/11/2006)
RR
Wyoming
(10/30/2013)

Exams


State Security Law Exam
RR
Series 63
Date: 9/26/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


EC
ENERGY CAPITAL SOLUTIONS LLC
ENERGY CAPITAL SOLUTIONS | GROWTH ENERGY CAPITAL ADVISORS LLC | ENERGY CAPITAL SOLUTIONS LLC

CRD#: 121191 / SEC#: , 8-65391

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
2651 North Harwood, Suite 410, Dallas, TX 75201
Mailing Address
2651 North Harwood, Suite 410, Dallas, TX 75201
Phone number
(214) 219-8201
Established
Texas since 04/24/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
LW ENERGY ADVISORS, LLCMEMBER
THOMPSON, MARGARET STRANGEFINOP/CFO5676380
WEINBERG, JOHN RUSSELLCCO/MANAGING DIRECTOR/REGISTERED PRINCIPAL1957846

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ENERGY CAPITAL SOLUTIONS LLC

CRD#: 121191Dallas, TX 75201

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