EP
Erkki Peippo
CONCORDE ASSET MANAGEMENT
Escanaba, MI 49829
Some features on this profile are disabled
CRD#: 4570008
EP
Professional summary
Erkki Peippo, who also goes by Erik Michael Peippo, Erkki Mikhail Peippo, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Escanaba, Michigan and CONCORDE INVESTMENT SERVICES, LLC located in Escanaba, Michigan.
Erkki is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Erkki has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erik Michael Peippo | Erkki Mikhail Peippo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ERKKI M. PEIPPO, CPA, P.C., INVESTMENT RELATED, 112 NORTH 11TH STREET, ESCANABA, MI 49829, INSURANCE AGENT, OWNER & PRESIDENT, 4/26/2011, 12-2002, 20 HOURS PER MONTH, 20 DURING TRADING HOURS, TAX - ACCOUNTING, SALE OF TRADITIONAL INSURANCE PRODUCTS THROUGH AMERICAN GENERAL, US FINANCIAL LIFE, PRUDENTIAL, & GENWORTH. 2. PEIPPO FARMS, Non investment related, 4907 CO Rd 426 21st RD Gladstone MI, Farm. Owner, Start date 09/01/2013, 6-10 hours druing non trading hours, 1-5 hours during trading hours. 3. CONCORDE ASSET MANAGEMENT, INVESTMENT RELATED, 112 NORTH 11TH STREET, ESCANABA, MI 49829, INVESTMENT ADVISOR REPRESENTATIVE, 1/2/2020, 120 HRS/MO, 120 DURING TRADING HRS. 4. TRUE MONEY MINDSET, INVESTMENT RELATED, 112 NORTH 11TH STREET, ESCANABA, MI 49829. DBA FOR SECURITIES RELATED ACTIVITIES. FULL TIME DURING TRADING HOURS. 5. LIFEVANTAGE, NON INVESTMENT RELATED, 4907 CO RD 426 21ST RD, GLADSTONE MI 49837, A SUPPLEMENT AND ACTIVIATION COMPANY DISTRIBUTED THROUGH NETWORK MARKETING, INTRODUCE TO OTHER CONSULTANTS WHO DO THE MEETING WITH THEM. CONSULTANT START DATE 05/19/2023. 1-5 HOURS HOURS/MONTH DURING NON BUSINESS HOURS, 1-5 HOURS/MONTH DURING BUSINESS HOURS. 6. Concorde Insurance Agency, Investment related, 112 N 11th St. Escanaba, MI 49829, Insurance , consultant for fixed insurance. Start date 01/01/2020, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Erkki Peippo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2020 - Present
CONCORDE ASSET MANAGEMENT, LLC
Office #1: 112 North 11th Street, Escanaba, MI 49829RIA
CRD#: 140367
Escanaba, MI
Current
January 2, 2020 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 112 North 11th Street, Escanaba, MI 49829BD
CRD#: 151604
Escanaba, MI
Past
July 7, 2010 - January 6, 2020
OSAIC SERVICES, INC.
RIA
CRD#: 133763
ESCANABA, MI
Past
October 31, 2005 - January 6, 2020
OSAIC SERVICES, INC.
BD
CRD#: 133763
ESCANABA, MI
Past
October 11, 2002 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/2/2020)
RR
Michigan(1/2/2020)
IAR
Michigan(1/2/2020)
RR
Missouri(1/2/2020)
IAR
Missouri(1/6/2020)
RR
New Jersey(5/3/2022)
IAR
New Jersey(5/4/2022)
IAR
Ohio(2/2/2023)
IAR
Washington(10/26/2021)
RR
Wisconsin(1/2/2020)
IAR
Wisconsin(1/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
