JB
John B. Balmer
DST WEALTH MANAGEMENT LLC
Irvine, CA 92618
Some features on this profile are disabled
CRD#: 4569902
JB
Professional summary
John B Balmer is a registered financial advisor currently at DST WEALTH MANAGEMENT LLC located in Irvine, California and KINGSWOOD CAPITAL PARTNERS, LLC located in Irvine, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. John has worked at 15 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBA Only: Clearsight Wealth Management, Inc., Non Investment Related, DBA, 13844 Alton Parkway Suite 134 Irvine, CA 92618, Owner, Start Date - 08/01/2014, Duties: Tax and Accounting Purposes. 2. Sales and Marketing of Non Variable Insurance, Non Investment Related, 13844 Alton Parkway Suite 134 Irvine, CA 92618, Agent, Start Date 1999. 3. Estate Planning Team, Non Investment Related, 45110 Club Drive, Indian Wells, CA 92210, Marketing of Deferred Sales Trust, Advisor, Start Date 08/01/2016 5 hours per month, Duties: Prospecting for Estate and Tax Planning Clients. 4. DST Wealth Management LLC - Yes - 13844 Alton Parkway, Suite 134 Irvine CA 92618 - RIA - IAR - 10/2019 - 40hrs/mo - 8hrs/mo during trading hrs - Investment Advisory Business
CRS (Client Relationship Summary) - RIA
Click below to view John B Balmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2019 - Present
DST WEALTH MANAGEMENT LLC
Office #1: 13844 Alton Parkway Suite 134, Irvine, CA 92618RIA
CRD#: 302110
Irvine, CA
Current
May 19, 2023 - Present
KINGSWOOD CAPITAL PARTNERS, LLC
Office #1: 13844 Alton Parkway #134, Irvine, CA 92618BD
CRD#: 288898
Irvine, CA
Past
February 17, 2020 - May 19, 2023
D. BORAL CAPITAL
BD
CRD#: 103792
Irvine, CA
Past
July 21, 2016 - September 23, 2019
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
IRVINE, CA
Past
July 20, 2016 - September 23, 2019
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
IRVINE, CA
Past
February 20, 2015 - September 15, 2016
ANFIELD ADVISORS, LLC
RIA
CRD#: 167638
NEWPORT BEACH, CA
Past
October 11, 2013 - August 15, 2016
GIRARD SECURITIES, INC.
RIA
CRD#: 18697
IRVINE, CA
Past
October 11, 2013 - August 15, 2016
GIRARD SECURITIES, INC.
BD
CRD#: 18697
IRVINE, CA
Past
September 13, 2011 - November 5, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
RANCHO SANTA MARGARITA, CA
Past
August 31, 2011 - November 5, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
RANCHO SANTA MARGARITA, CA
Past
October 25, 2010 - September 1, 2011
ACCELERATED CAPITAL GROUP
BD
CRD#: 41270
COSTA MESA, CA
Past
June 5, 2008 - January 5, 2009
ADVANCED EQUITIES, INC.
RIA
CRD#: 35545
SAN FRANCISCO, CA
Past
June 4, 2008 - January 5, 2009
ADVANCED EQUITIES, INC.
BD
CRD#: 35545
SAN FRANCISCO, CA
Past
July 6, 2007 - June 3, 2008
PEAK SECURITIES CORPORATION
RIA
CRD#: 107907
PASADENA, CA
Past
July 6, 2007 - June 3, 2008
PEAK SECURITIES CORPORATION
BD
CRD#: 107907
LARGO, FL
Past
January 11, 2007 - July 16, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
UPLAND, CA
Past
May 26, 2005 - November 3, 2005
ATLAS SECURITIES, LLC
BD
CRD#: 20991
SAN LEANDRO, CA
Past
September 5, 2003 - July 6, 2004
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
LOS ANGELES, CA
Past
September 5, 2003 - July 6, 2004
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
October 14, 2002 - August 28, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
October 14, 2002 - August 28, 2003
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DST WEALTH MANAGEMENT LLC
DANNAH INVESTMENT GROUP, LLC | WILLIAM CHRISTIAN GABRIELSEN, PRODUCER'S PROSPECTS | JOHN BALMER DST WEALTH MANAGEMENT LLC, INVESTMENT ADVISOR | DST WEALTH MANAGEMENT LLC
CRD#: 302110 / SEC#: 801-118242
RIA
Registered Investment Advisory firm - (3/16/2020 Approved)Arizona
Registered Investment Advisory firm - (4/30/2020 Terminated)Arkansas
Registered Investment Advisory firm - (4/30/2020 Terminated)California
Registered Investment Advisory firm - (5/30/2020 Terminated)Florida
Registered Investment Advisory firm - (4/30/2020 Terminated)Georgia
Registered Investment Advisory firm - (5/1/2020 Terminated)Idaho
Registered Investment Advisory firm - (4/30/2020 Terminated)Iowa
Registered Investment Advisory firm - (5/1/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (4/30/2020 Terminated)South Dakota
Registered Investment Advisory firm - (4/30/2020 Terminated)Texas
Registered Investment Advisory firm - (4/30/2020 Terminated)Washington
Registered Investment Advisory firm - (4/30/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (4/30/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(10/25/2019)
IAR
California(9/30/2019)
RR
California(5/19/2023)
RR
Florida(5/19/2023)
RR
North Carolina(5/19/2023)
RR
Texas(6/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DST WEALTH MANAGEMENT LLC
DANNAH INVESTMENT GROUP, LLC | WILLIAM CHRISTIAN GABRIELSEN, PRODUCER'S PROSPECTS | JOHN BALMER DST WEALTH MANAGEMENT LLC, INVESTMENT ADVISOR | DST WEALTH MANAGEMENT LLC
CRD#: 302110 / SEC#: 801-118242
RIA
Registered Investment Advisory firm - (3/16/2020 Approved)Arizona
Registered Investment Advisory firm - (4/30/2020 Terminated)Arkansas
Registered Investment Advisory firm - (4/30/2020 Terminated)California
Registered Investment Advisory firm - (5/30/2020 Terminated)Florida
Registered Investment Advisory firm - (4/30/2020 Terminated)Georgia
Registered Investment Advisory firm - (5/1/2020 Terminated)Idaho
Registered Investment Advisory firm - (4/30/2020 Terminated)Iowa
Registered Investment Advisory firm - (5/1/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (4/30/2020 Terminated)South Dakota
Registered Investment Advisory firm - (4/30/2020 Terminated)Texas
Registered Investment Advisory firm - (4/30/2020 Terminated)Washington
Registered Investment Advisory firm - (4/30/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (4/30/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
45110 Club Drive Suite B, Indian Wells, CA 92210
Mailing Address
Phone number
(760) 340-1448
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,095 |
| AUM (Assets Under Management) | $ 446,886,560 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
