Barbara E. Rigney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Elaine Rigney MS. was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 2002. Barbara had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2013 - February 5, 2024
BMO NESBITT BURNS SECURITIES LTD.
March 9, 2009 - July 22, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 9, 2009 - July 22, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 10, 2004 - March 23, 2009
UBS INTERNATIONAL INC.
August 14, 2002 - March 23, 2009
UBS INTERNATIONAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BMO NESBITT BURNS SECURITIES LTD.
CRD#: 44057 / SEC#: , 8-50538
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO NESBITT BURNS INC. | PARENT OF BMO NESBITT BURNS SECURITIES LTD. | |
| BROWN, WILLIAM A L | DIRECTOR | 3144046 |
| FERMAN, BRUCE AARON | CHAIRMAN OF THE BOARD | 6304645 |
| GIGLIOTTI, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 3063688 |
| LAKE, STEPHANIE ANN | DIRECTOR | 5845009 |
| NARINE, IAN KENNETH | CHIEF FINANCIAL OFFICER | 7570073 |
| PERSAUD, DEVANAND NMN | PRESIDENT | 4779881 |
| RIGANTE, MAURO | DIRECTOR | 8124545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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