Tyler R. Sanders
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tyler Ray Sanders was a registered financial professional .
Tyler is a previously registered financial professional and started their career in finance in 2004. Tyler had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2015 - April 21, 2017
KEEL POINT CAPITAL, LLC
March 4, 2015 - November 24, 2020
KEEL POINT, LLC
January 9, 2013 - March 31, 2015
KEEL POINT ADVISORS, LLC
June 27, 2012 - March 4, 2015
WFG INVESTMENTS, INC.
September 21, 2005 - October 3, 2007
FERRIS, BAKER WATTS, LLC
October 29, 2004 - October 3, 2007
FERRIS, BAKER WATTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEEL POINT CAPITAL, LLC
CRD#: 6769 / SEC#: , 8-22990
Contact information
FINRA licenses (40 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
