Adam B. Spence

CX INSTITUTIONAL

Plano, TX 75024

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CRD#: 4569706

Professional summary

Adam Barrett Spence is a registered financial advisor currently at CX INSTITUTIONAL, LLC located in Plano, Texas.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Adam has worked at 4 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 8/10/2016 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - STARTED 06/23/2016 - 30 Hours Per Month/1 Hour During Securities Trading - Obtained insurance (life and health) in Texas. 2. 10/4/2019 - CX Risk Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 09/01/2019 - 3 Hours Per Month/2 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Barrett Spence's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2018 - Present

CX INSTITUTIONAL, LLC

Office #1: 7500 Dallas Parkway Suite 500, Plano, TX 75024

RIA

CRD#: 292627

Plano, TX

Past

May 17, 2019 - September 22, 2020

CXI ADVISORS, LLC

RIA

CRD#: 301321

PLANO, TX

Past

June 2, 2005 - November 27, 2018

CPF TEXAS

RIA

CRD#: 122484

PLANO, TX

Past

May 10, 2005 - July 13, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

PLANO, TX

Past

March 30, 2005 - July 29, 2020

LPL FINANCIAL LLC

CRD#: 6413

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CX INSTITUTIONAL, LLC

CREDENT WEALTH MANAGEMENT | CX WEALTH DIRECT | CX INSTITUTIONAL, LLC

CRD#: 292627 / SEC#: 801-112742

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/9/2005

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/8/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/28/2005

General Securities Representative Examination

Current Firm

CX INSTITUTIONAL, LLC

CREDENT WEALTH MANAGEMENT | CX WEALTH DIRECT | CX INSTITUTIONAL, LLC

CRD#: 292627 / SEC#: 801-112742

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

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Contact information

Main Address

200 East 7th Street, Auburn, IN 46706

Mailing Address

Phone number

(260) 927-1830

Established

Firm type

Fiscal year end

# of Employees

106

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (10/14/2025)

ADV PART 2A (10/14/2025)

Regulatory assets under management

Total Number of Accounts	14,284
AUM (Assets Under Management)	$ 4,121,239,331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam B. Spence

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Barrett Spence's CRS (Customer Relationship Summary).

Certified licenses

Experience

CXI ADVISORS, LLC

CPF TEXAS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

CX INSTITUTIONAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/9/2005

Series 65

Date: 4/8/2002

SIE

Date: 10/1/2018

Series 7

Date: 3/28/2005

Current Firm

CX INSTITUTIONAL, LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CX INSTITUTIONAL, LLC

TRUST BUT VERIFY

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