Jesse J. Hord
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse Johnson Hord, who also goes by Jesse J Hord, was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 2003. Jesse had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2016 - October 5, 2017
MCG SECURITIES LLC
May 22, 2007 - May 29, 2014
HSBC SECURITIES (USA) INC.
November 15, 2004 - May 30, 2007
CIBC WORLD MARKETS CORP.
January 14, 2004 - July 6, 2004
PALI CAPITAL, INC.
February 26, 2003 - November 11, 2003
CAPFI PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCG SECURITIES LLC
CRD#: 163144 / SEC#: , 8-69068
Contact information
FINRA licenses (13 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
