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Thomas Bunyavanich

CRD# 4569502·Registered 2002 - 2022
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Bunyavanich, who also goes by Tom Bunyavanich, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 2002 - 2022. Thomas had worked at 2 firms and has passed the Series 66, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tom Bunyavanich

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

PARAGON INDEX LLC·CRD# 132207
RIA
Lumberton, TX
March 18, 2019 - December 31, 2022
PARAGON INDEX LLC·CRD# 132207
RIA
San Mateo, CA
October 13, 2004 - January 2, 2019
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Cupertino, CA
October 21, 2002 - March 19, 2004
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
October 2, 2002 - March 19, 2004

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Current Firm

PI
PARAGON INDEX LLC

PARAGON INDEX LLC

CRD#: 132207

Contact Information

Main Address

7362 Remcon Cir #550, El Paso, TX 79912

Phone Number

(214) 234-9358

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

3

AUM (Assets Under Management)

$7,273,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2002About the Series 66 exam

Series 31 — Futures Managed Funds Examination

Passed Dec 2002About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Oct 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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