Donald R. Waldrop
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Richard Waldrop was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1968. Donald had worked at 4 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 1987 - July 27, 1990
EASLAN SECURITIES CORPORATION
November 2, 1983 - November 26, 1986
SHELTER FINANCIAL SERVICES, INC.
November 12, 1971 - May 2, 1975
INVESTMENT PLANNING INC
August 19, 1968 - December 14, 1983
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/12/1968
Registered Representative ExaminationSeries 00
Date: 7/5/1972
General Securities Principal ExaminationCurrent Firm
EASLAN SECURITIES CORPORATION
CRD#: 13678 / SEC#: , 8-29646
Contact information
Documents
Red Flags
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