Larry O. Knowles

Some features on this profile are disabled

CRD#: 4569337

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Larry Oran Knowles, CFP® was a registered financial professional .

Larry is a previously registered financial professional and started their career in finance in 2002. Larry had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Biography

Larry provides comprehensive financial advisory services to high-net-worth individuals and families. With more than 40 years in the financial planning and investment management industry, his experience includes financial and estate planning, income tax compliance, cash flow management, contingency planning and accounting.

Prior to becoming a senior wealth advisor for Mariner Wealth Advisors, Larry was a principal of Patriot Wealth Management, Inc. Before that, he was a partner at Partners Advisors, LP, a registered investment advisor specializing in fixed income investment management. He was also a financial consultant with Century Securities Associates, Inc. He began his career at Arthur Andersen & Co.

Larry has a bachelor’s degree in accounting from the University of Alabama.

Question & Answer

What are your service offerings?

Insurance Planning

Retirement Planning

Business Succession Planning

Estate Planning

Comprehensive Financial Planni...

Investment Planning

Tax Planning

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Revenue Cycle Billing Services, Inc. 2)non- investment related 3) 1501 Volta Drive, Suite 100, Cedar Park, TX 78641 4) Medical Practice Billing Services 5) Director/Advisor 6) start date 10/01/2017 7) 2hrs/month devoted to other business 8) 0hrs devoted to other business during securities trading hrs 9) advisory

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Past

January 2, 2019 - November 17, 2023

MARINER WEALTH

RIA

CRD#: 140195

HOUSTON, TX

Past

July 14, 2005 - February 4, 2019

PATRIOT WEALTH MANAGEMENT, INC.

RIA

CRD#: 130447

HOUSTON, TX

Past

April 28, 2003 - July 13, 2009

STIFEL INDEPENDENT ADVISORS, LLC

CRD#: 28218

HOUSTON, TX

Past

November 14, 2002 - April 17, 2003

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARINER WEALTH

CRD#: 140195 / SEC#: 801-66632

RIA

Registered Investment Advisory firm - (4/24/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/12/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/19/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/13/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/31/2002

General Securities Principal Examination

Current Firm

MARINER WEALTH

CRD#: 140195 / SEC#: 801-66632

RIA

Registered Investment Advisory firm - (4/24/2006 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5700 W. 112th Street Suite 500, Overland Park, KS 66211

Mailing Address

Phone number

(913) 904-5700

Established

Firm type

Fiscal year end

# of Employees

1,503

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARINER ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	155,767
AUM (Assets Under Management)	$ 98,603,233,201

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
11/19/2024	Cover Page	Report
12/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Larry O. Knowles

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PATRIOT WEALTH MANAGEMENT, INC.

STIFEL INDEPENDENT ADVISORS, LLC

ADVANTAGE CAPITAL CORPORATION

Primary Firm SEC Registration

MARINER WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 7/12/2005

Series 63

Date: 11/19/2002

Series 7

Date: 11/13/2002

Series 24

Date: 12/31/2002

Current Firm

MARINER WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MARINER WEALTH

TRUST BUT VERIFY

Contact information

Similar Advisors