Bruce A. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Andrew Larson, who also goes by Bruce Andrew Larson, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 2002. Bruce had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2010 - September 24, 2012
BMO HARRIS FINANCIAL ADVISORS, INC.
November 4, 2010 - September 24, 2012
BMO HARRIS FINANCIAL ADVISORS, INC.
June 18, 2003 - September 30, 2010
AMCORE INVESTMENT SERVICES, INC
October 8, 2002 - October 31, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
September 25, 2002 - October 31, 2002
IDS LIFE INSURANCE COMPANY
September 25, 2002 - October 31, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO HARRIS FINANCIAL ADVISORS, INC.
CRD#: 137115 / SEC#: 801-64847, 8-67064
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
