Scott R. Rain

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CRD#: 4569270

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Richard Rain was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2004. Scott had worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SCHNEIDER DOWNS & CO., INC., ACCOUNT FIRM, 1133 PENN AVENUE, PITTSBURGH, PA 15222, TAX SENIOR, JAN 2008, RESEARCH, DRAFTING OF PLAN DOCUMENTS, PLAN ADMINISTRATION.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 12, 2008 - July 13, 2022

SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP

RIA

CRD#: 128591

PITTSBURGH, PA

Past

January 10, 2006 - January 11, 2008

BPU INVESTMENT MANAGEMENT INC.

RIA

CRD#: 17058

PITTSBURGH, PA

Past

January 10, 2006 - January 11, 2008

BPU INVESTMENT MANAGEMENT INC.

CRD#: 17058

PITTSBURGH, PA

Past

December 14, 2004 - January 25, 2006

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

CANONSBURG, PA

Past

February 6, 2004 - January 25, 2006

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP

SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LLC | SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP

CRD#: 128591 / SEC#: 801-62441

RIA

Registered Investment Advisory firm - (10/24/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/5/2004

General Securities Representative Examination

Current Firm

SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP

SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LLC | SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP

CRD#: 128591 / SEC#: 801-62441

RIA

Registered Investment Advisory firm - (10/24/2003 Approved)

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Contact information

Main Address

One Ppg Place, Suite 1700, Pittsburgh, PA 15222

Mailing Address

Phone number

(412) 697-5200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SDWM AD PART 2A 2025 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	2,015
AUM (Assets Under Management)	$ 2,912,305,317

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/27/2024	Cover Page	Report
06/27/2023	Cover Page	Report
08/24/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott R. Rain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP

BPU INVESTMENT MANAGEMENT INC.

BPU INVESTMENT MANAGEMENT INC.

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2004

Series 7

Date: 2/5/2004

Current Firm

SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP

TRUST BUT VERIFY

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