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AH

Amy L. Hussain

WORLD EQUITY GROUP
Schaumburg, IL 60173
Some features on this profile are disabled
CRD#: 4569209
AH

Professional summary

Amy Leigh Hussain, who also goes by Amy L Hussain Mrs, Amy Leigh Hussain Mrs, Amy Leigh Winn Ms, Amy Leigh Winn-hussain Mrs., is a registered financial professional currently at WORLD EQUITY GROUP, INC. located in Schaumburg, Illinois and CABOT LODGE SECURITIES LLC located in Schaumburg, Illinois.

Amy is registered as a RR (Registered Representative) and started their career in finance in 2002. Amy has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Amy L Hussain Mrs | Amy Leigh Hussain Mrs | Amy Leigh Winn Ms | Amy Leigh Winn-Hussain Mrs.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amy Leigh Hussain's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 5, 2006 - Present

WORLD EQUITY GROUP, INC.

Office #1: 425 N Martingale Road Suite 1220, Schaumburg, IL 60173
RIA
BD
CRD#: 29087
Schaumburg, IL
Current

November 16, 2021 - Present

CABOT LODGE SECURITIES LLC

Office #1: 425 N Martingale Rd Suite 1220, Schaumburg, IL 60173
BD
CRD#: 159712
Schaumburg, IL
Past

March 16, 2005 - June 7, 2006

WOLF FINANCIAL MANAGEMENT, LLC

BD
CRD#: 44225
ELMHURST, IL
Past

February 28, 2004 - March 14, 2005

PMG SECURITIES CORPORATION

BD
CRD#: 27107
ELGIN, IL
Past

July 9, 2003 - February 26, 2004

INVESTORS BROKERAGE SERVICES, INC.

BD
CRD#: 4257
ELGIN, IL
Past

December 5, 2002 - February 26, 2003

INVESTORS BROKERAGE SERVICES, INC.

BD
CRD#: 4257
ELGIN, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(6/5/2006)

Exams

State Security Law Exam
RR
Series 63
Date: 12/11/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/14/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/4/2002
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/2/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CL
CABOT LODGE SECURITIES LLC
CABOT LODGE SECURITIES LLC | WENTWORTH CAPITAL MARKETS | PRIME UNITED SECURITIES LLC

CRD#: 159712 / SEC#: , 8-69009

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
425 N Martingale Rd Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Rd Suite 1220, Schaumburg, IL 60173
Phone number
(212) 388-6200
Established
Delaware since 10/21/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PKS HOLDINGS LLCMEMBER
FEIGENBLATT, ELANA RACHELCOO4880188
GOULD, CRAIG MICHAELPRESIDENT/CEO2367293
LEIBOWITZ, ROGER FARRELLFINOP2536523
SMITH, STEPHEN JOSEPHOPTIONS PRINCIPAL1123669
WEBB, WILLIAM DUDLEY JRCHIEF COMPLIANCE OFFICER1256777

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CABOT LODGE SECURITIES LLC

CRD#: 159712Schaumburg, IL 60173

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