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Gregory E. Powell

MERIDIAN CAPITAL LLC
SEATTLE, WA 98101
Some features on this profile are disabled
CRD#: 4569011
GP

Professional summary

Gregory Enochs Powell is a registered financial professional currently at MERIDIAN CAPITAL LLC located in Seattle, Washington.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2002. Gregory has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Enochs Powell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 2, 2024 - Present

MERIDIAN CAPITAL LLC

Office #1: 400 Union St Fl 2, Seattle, WA 98101
BD
CRD#: 172143
SEATTLE, WA
Past

October 14, 2011 - September 5, 2024

FMI CAPITAL ADVISORS, INC.

BD
CRD#: 129262
RALEIGH, NC
Past

October 16, 2002 - December 3, 2004

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(10/7/2024)
RR
Washington
(10/2/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/5/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 10/13/2011
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 10/14/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MERIDIAN CAPITAL LLC
MERIDIAN CAPITAL LLC

CRD#: 172143 / SEC#: , 8-69499

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
400 Union St Fl 2, Seattle, WA 98101
Mailing Address
400 Union St. Suite 200, Seattle, WA 98101
Phone number
(206) 623-4000
Established
Washington since 11/03/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MURPHY, BRIAN DAVIDCEO,CCO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER6147279
RINGLAND, PATRICK THOMAS GILLIAMDIRECTOR & AML COMPLIANCE PERSON6148246
WILKE, CHARLES STEPHENMANAGING DIRECTOR2624241

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MERIDIAN CAPITAL LLC

CRD#: 172143Seattle, WA 98101

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