Jason A. Janes

JASON JANES WEALTH MANAGEMENT

Princeton, MN 55371

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CRD#: 4568887

Professional summary

Jason A Janes, who also goes by Jason Anthony Janes, is a registered financial advisor currently at JASON JANES WEALTH MANAGEMENT, INC. located in Princeton, Minnesota.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jason has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Anthony Janes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason A Janes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2021 - Present

JASON JANES WEALTH MANAGEMENT, INC.

Office #1: 3447 Xenon Drive Nw, Princeton, MN 55371

RIA

CRD#: 313041

Princeton, MN

Past

February 18, 2020 - November 15, 2022

SIMPLICITY SOLUTIONS, LLC

RIA

CRD#: 175009

Princeton, MN

Past

November 23, 2009 - November 1, 2019

EFS ADVISORS

RIA

CRD#: 115211

PRINCETON, MN

Past

October 5, 2006 - October 28, 2019

ADVANCED ADVISOR GROUP, LLC

CRD#: 140393

Princeton, MN

Past

February 15, 2005 - October 9, 2006

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

CAMBRIDGE, MN

Past

September 28, 2004 - February 15, 2005

PMG SECURITIES CORPORATION

CRD#: 27107

ELGIN, IL

Past

December 3, 2003 - September 14, 2004

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(10/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/17/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/2/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

JASON JANES WEALTH MANAGEMENT, INC.

CRD#: 313041 / SEC#:

Minnesota

Registered Investment Advisory firm - (10/12/2021 Approved)

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Contact information

Main Address

3447 Xenon Drive Nw, Princeton, MN 55371

Mailing Address

Phone number

(651) 353-7984

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	377
AUM (Assets Under Management)	$ 49,793,745

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason A. Janes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason A Janes's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIMPLICITY SOLUTIONS, LLC

EFS ADVISORS

ADVANCED ADVISOR GROUP, LLC

MM ASCEND LIFE INVESTOR SERVICES, LLC

PMG SECURITIES CORPORATION

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/2009

Series 63

Date: 12/17/2003

SIE

Date: 10/1/2018

Series 6

Date: 12/2/2003

Current Firm

JASON JANES WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JASON JANES WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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