Daniel Silver

CEF ADVISORS

Richmond, VA 23226

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CRD#: 4568791

Professional summary

Daniel Silver, who also goes by Daniel S Silver, Daniel Simon Silver, is a registered financial advisor currently at CEF ADVISORS located in Richmond, Virginia.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Daniel has worked at 5 firms and has passed the Series 63, SIE, Series 6, Series 87, Series 86, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel S Silver | Daniel Simon Silver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Silver's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 17, 2021 - Present

CEF ADVISORS

Office #1: 7204 Glen Forest Drive Suite #105, Richmond, VA 23226

RIA

CRD#: 115562

Richmond, VA

Past

December 18, 2013 - June 10, 2015

TRUIST SECURITIES, INC.

CRD#: 6271

NEW YORK, NY

Past

October 5, 2010 - April 11, 2012

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

February 24, 2006 - March 12, 2008

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

July 5, 2005 - January 6, 2006

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

August 19, 2003 - May 16, 2005

TRILLIUM BROKERAGE SERVICES, LLC

CRD#: 120064

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CEF ADVISORS

CEF ADVISORS | CLOSED-END FUND ADVISORS INC. | CLOSED-END FUND ADVISORS

CRD#: 115562 / SEC#: 801-113697

RIA

Registered Investment Advisory firm - (7/26/2018 Approved)

Louisiana

Registered Investment Advisory firm - (12/9/2015 Terminated)

Michigan

Registered Investment Advisory firm - (8/10/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/9/2018 Terminated)

Virginia

Registered Investment Advisory firm - (8/13/2018 Terminated)

Washington

Registered Investment Advisory firm - (9/9/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/18/2023)

IAR

Virginia
(1/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/5/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/10/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/17/2011

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 87

Date: 9/24/2010

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 7/13/2006

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 55

Date: 9/4/2003

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/18/2003

General Securities Representative Examination

Current Firm

CEF ADVISORS

CEF ADVISORS | CLOSED-END FUND ADVISORS INC. | CLOSED-END FUND ADVISORS

CRD#: 115562 / SEC#: 801-113697

RIA

Registered Investment Advisory firm - (7/26/2018 Approved)

Louisiana

Registered Investment Advisory firm - (12/9/2015 Terminated)

Michigan

Registered Investment Advisory firm - (8/10/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/9/2018 Terminated)

Virginia

Registered Investment Advisory firm - (8/13/2018 Terminated)

Washington

Registered Investment Advisory firm - (9/9/2018 Terminated)

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Contact information

Main Address

7204 Glen Forest Drive Suite #105, Richmond, VA 23226

Mailing Address

Phone number

(804) 288-2482

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (8/15/2025)

Regulatory assets under management

Total Number of Accounts	164
AUM (Assets Under Management)	$ 186,613,242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel Silver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Silver's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST SECURITIES, INC.

UBS SECURITIES LLC

UBS SECURITIES LLC

MORGAN STANLEY & CO. LLC

TRILLIUM BROKERAGE SERVICES, LLC

Primary Firm SEC Registration

CEF ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/5/2010

SIE

Date: 6/10/2015

Series 6

Date: 2/17/2011

Series 87

Date: 9/24/2010

Series 86

Date: 7/13/2006

Series 55

Date: 9/4/2003

Series 7

Date: 8/18/2003

Current Firm

CEF ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CEF ADVISORS

TRUST BUT VERIFY

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