Daniel Silver
Professional Summary
Daniel Silver, who also goes by Daniel S Silver, Daniel Simon Silver, is a registered financial advisor currently at CEF ADVISORS located in Richmond, Virginia. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Daniel has worked at 5 firms and has passed the Series 63, SIE, Series 6, Series 87, Series 86, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel S Silver, Daniel Simon Silver
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Videos & Posts
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AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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AMERIPRISE FINANCIAL SERVICES, LLC
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
CEF ADVISORS | CLOSED-END FUND ADVISORS INC. | CLOSED-END FUND ADVISORS
Contact Information
Main Address
Henrico, VAMailing Address
2711 Buford Rd. Suite #382, Richmond, VA 23235Phone Number
(804) 288-2482# of Employees
6SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
180AUM (Assets Under Management)
$186,323,115Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
CEF ADVISORS | CLOSED-END FUND ADVISORS INC. | CLOSED-END FUND ADVISORS
State Registrations and Notice Filings
(7/18/2023)
(1/17/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2011About the Series 6 examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Sep 2010About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Sep 2003Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Silver's CRS (Customer Relationship Summary).
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