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SARAH GREGG ORUM

SARAH GREGG ORUM

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CRD#: 4568735
SARAH GREGG ORUM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

SARAH GREGG ORUM, who also goes by Sarah T Gregg, was a registered financial professional .

SARAH is a previously registered financial professional and started their career in finance in 2002. SARAH had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Biography

Sarah is a Principal in our Midtown New York office. She has fifteen years of experience managing client relationships and conducting investment manager due diligence. She is a member of the Cerity Partners Private Markets Investment Committee with a focus on Venture Capital Funds. Additionally, she is a member of Cerity Partner’s Private Direct Investment team. Prior to joining Cerity Partners, Sarah was a Vice President with Algonquin Advisors, helping to lead various private market investment research efforts in addition to her client relationship management responsibilities. Sarah held a similar role at Lehman Brothers (subsequently Barclays Capital), where she focused on structured credit products, working with both the Investment-Grade and High-Yield bond teams in San Francisco and New York. She was also a member of the firm’s Women in Leadership and Collegiate Recruiting teams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sarah T Gregg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Dartmouth College

Bachelor's degree - History

Experience

Past

December 1, 2020 - October 3, 2024

CERITY PARTNERS LLC

RIA
CRD#: 151559
New York, NY
Past

February 12, 2018 - December 7, 2020

ALGONQUIN ADVISORS LLC

RIA
CRD#: 114021
GREENWICH, CT
Past

September 22, 2008 - January 20, 2011

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

September 26, 2002 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CERITY PARTNERS LLC
CERITY PARTNERS | MILSTEIN ADVISORS LLC | HPM PARTNERS SFO ALLIANCE | HPM PARTNERS LLC | CERITY PARTNERS LLC

CRD#: 151559 / SEC#: 801-70719

RIA
Registered Investment Advisory firm - (10/22/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/12/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/27/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/25/2002
General Securities Representative Examination

Current Firm

CP
CERITY PARTNERS LLC
CERITY PARTNERS | MILSTEIN ADVISORS LLC | HPM PARTNERS SFO ALLIANCE | HPM PARTNERS LLC | CERITY PARTNERS LLC

CRD#: 151559 / SEC#: 801-70719

RIA
Registered Investment Advisory firm - (10/22/2009 Approved)
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Contact information

Main Address
99 Park Avenue 16th Floor, New York, NY 10016
Mailing Address
Phone number
(212) 850-4260
Established
Firm type
Fiscal year end
# of Employees
1,166

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CP ADV PART 2A (9/18/2025)

Regulatory assets under management

Total Number of Accounts19,810
AUM (Assets Under Management)$ 122,848,693,051

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/23/2025
Cover Page
Report
07/24/2024
Cover Page
Report
09/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CERITY PARTNERS LLC

PRINCIPALCRD#: 151559

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