Karen B. Linsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen B. Linsky, who also goes by Karen B. Linsky Miss, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 2002. Karen had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2013 - August 6, 2013
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
July 10, 2008 - July 14, 2011
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
August 19, 2003 - June 16, 2008
J.P. MORGAN SECURITIES LLC
October 11, 2002 - June 13, 2003
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
CRD#: 8010 / SEC#: , 8-24050
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
