Sean Thomas Deviney
CFP®Professional Summary
Sean Thomas Deviney, CFP® is a registered financial advisor currently at PROVENANCE WEALTH ADVISORS located in Fort Lauderdale, Florida and PWA SECURITIES, LLC located in Fort Lauderdale, Florida. Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Sean has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Investment Planning
- Estate Planning
- Retirement Planning
- Comprehensive Financial Planning
- Tax Planning
- Employee and Employer Plan Benefits
- Insurance Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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DAYMARK WEALTH PARTNERS, LLC
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Credentials
Years of Experience
23 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
NYLIFE SECURITIES LLC
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Current Firm
PROVENANCE WEALTH ADVISORS | PROVENANCE WEALTH ADVISORS, LLC
Contact Information
Main Address
200 East Las Olas Boulevard 19th Floor, Fort Lauderdale, FL 33301Phone Number
(954) 712-8888# of Employees
52SEC notice filing (32 States and Territories)
Registered to provide investment advisory services in 32 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
3,820AUM (Assets Under Management)
$3,627,176,290Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
NYLIFE SECURITIES LLC
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
NYLIFE SECURITIES LLC
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Primary Firm SEC Registration
PROVENANCE WEALTH ADVISORS | PROVENANCE WEALTH ADVISORS, LLC
State Registrations and Notice Filings
(8/25/2023)
(1/10/2025)
(8/25/2023)
(8/28/2023)
(8/25/2023)
(8/28/2023)
(11/7/2005)
(8/25/2023)
(8/25/2023)
(8/28/2023)
(8/25/2023)
(8/25/2023)
(9/22/2026)
(8/25/2023)
(1/2/2025)
(8/25/2023)
(8/25/2023)
(8/27/2023)
(6/20/2024)
(8/25/2023)
(8/28/2023)
(8/25/2023)
(8/29/2023)
(8/25/2023)
(8/25/2023)
(8/25/2023)
(8/25/2023)
(1/6/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2003About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Sean Thomas Deviney's CRS (Customer Relationship Summary).
Services Offered by Sean
- Investment Planning
- Estate Planning
- Retirement Planning
- Comprehensive Financial Planning
- Tax Planning
- Employee and Employer Plan Benefits
- Insurance Planning
Similar Advisors
DAYMARK WEALTH PARTNERS, LLC
OSAIC WEALTH, INC.
NYLIFE SECURITIES LLC
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