SD
Sean T. Deviney
PROVENANCE WEALTH ADVISORS | Financial Advisor
Fort Lauderdale, FL 33301
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CRD#: 4568328
SD
Professional summary
Sean Thomas Deviney, CFP® is a registered financial advisor currently at PROVENANCE WEALTH ADVISORS located in Fort Lauderdale, Florida and PWA SECURITIES, LLC located in Fort Lauderdale, Florida.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Sean has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Investment Planning
Estate Planning
Retirement Planning
Comprehensive Financial Planni...
Tax Planning
Employee and Employer Plan Ben...
Insurance Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Provenance Wealth Advisors Address: 200 E Las Olas Blvd Fl 19, Fort Lauderdale, FL, 33301, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/15/2005 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Sell long term care, fixed insurance, fixed annuity and disability insurance through various agencies. (2)Name of Business: SD Financial Partners, Inc. Address: 1021 SE 8th Street, Fort Lauderdale, FL, 33316, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: Yes Start Date: 01/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: S-Corporation for tax reporting purposes and Referral Fees. (3) Name of Business: Memorial Joe DiMaggio Children's Hospital Address: 3501 Johnson Street, Hollywood, FL 33021 - Position /Title: Board Member , Treasurer - Start Date: 01/01/2022 - Hours per month devoted to Business: 10 - Hours per month devoted during trading hours: 10 (4)Name of Business: CEP III, LLC - Address: 1021 SE 8th Street Ft. Lauderdale, FL 33316 - Position/Title: Manger - Start Date: 10/15/2021 Act Type: Private Investment - Hours per month devoted to business: 1 - Hours per month devoted during trading hours: 1 (5) Name of Business: Berkowitz Pollack Brant - Address: 200 E. Las Olas Blvd 19th Fl, Ft. Lauderdale, FL 33301- Start Date: 08/28/2023 Position: Receive fee for referral of clients - Hrs per month -1 - Hrs devoted during trading per month: 1
CRS (Client Relationship Summary) - RIA
Click below to view Sean Thomas Deviney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
November 7, 2005 - Present
PROVENANCE WEALTH ADVISORS
Office #1: 200 East Las Olas Boulevard 19th Floor, Fort Lauderdale, FL 33301RIA
CRD#: 126529
Fort Lauderdale, FL
Current
August 25, 2023 - Present
PWA SECURITIES, LLC
Office #1: 200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL, 33301BD
CRD#: 321974
Fort Lauderdale, FL
Past
September 11, 2013 - August 25, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
FORT LAUDERDALE, FL
Past
August 30, 2013 - August 25, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
FT. LAUDERDALE, FL
Past
November 23, 2005 - September 3, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
FORT LAUDERDALE, FL
Past
July 27, 2005 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
FORT LAUDERDALE, FL
Past
May 9, 2003 - June 6, 2005
SEI INVESTMENTS DISTRIBUTION CO.
BD
CRD#: 10690
OAKS, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROVENANCE WEALTH ADVISORS
PROVENANCE WEALTH ADVISORS | PROVENANCE WEALTH ADVISORS, LLC
CRD#: 126529 / SEC#: 801-113505
RIA
Registered Investment Advisory firm - (6/25/2018 Approved)Ohio
Registered Investment Advisory firm - (5/12/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/25/2023)
IAR
Arizona(1/10/2025)
RR
California(8/25/2023)
IAR
California(8/28/2023)
RR
Connecticut(8/25/2023)
IAR
Connecticut(8/28/2023)
IAR
Florida(11/7/2005)
RR
Florida(8/25/2023)
RR
Georgia(8/25/2023)
IAR
Georgia(8/28/2023)
RR
Louisiana(8/25/2023)
RR
Mississippi(8/25/2023)
RR
Nevada(8/25/2023)
IAR
Nevada(1/2/2025)
RR
New Jersey(8/25/2023)
RR
New York(8/25/2023)
IAR
New York(8/27/2023)
IAR
North Carolina(6/20/2024)
RR
Pennsylvania(8/25/2023)
IAR
Pennsylvania(8/28/2023)
RR
South Carolina(8/25/2023)
IAR
South Carolina(8/29/2023)
RR
Tennessee(8/25/2023)
RR
Texas(8/25/2023)
IAR
Texas(8/25/2023)
RR
Wyoming(8/25/2023)
IAR
Wyoming(1/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PROVENANCE WEALTH ADVISORS
PROVENANCE WEALTH ADVISORS | PROVENANCE WEALTH ADVISORS, LLC
CRD#: 126529 / SEC#: 801-113505
RIA
Registered Investment Advisory firm - (6/25/2018 Approved)Ohio
Registered Investment Advisory firm - (5/12/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 East Las Olas Boulevard 19th Floor, Fort Lauderdale, FL 33301
Mailing Address
Phone number
(954) 712-8888
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,221 |
| AUM (Assets Under Management) | $ 3,523,875,805 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROVENANCE WEALTH ADVISORS
Financial AdvisorCRD#: 126529Fort Lauderdale, FL 33301TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
