BL
Brian T. Leuchtenburg
MORGAN STANLEY INVESTMENT MANAGEMENT
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 4568226
BL
Professional summary
Brian T Leuchtenburg, who also goes by Brian Tredick Leuchenburg, Brian Leuchenburg, Brian Tredick Leuchtenburg, is a registered financial advisor currently at MORGAN STANLEY INVESTMENT MANAGEMENT INC. located in Los Angeles, California and EATON VANCE DISTRIBUTORS, INC. located in Los Angeles, California.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Brian has worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 30 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Tredick Leuchenburg | Brian Leuchenburg | Brian Tredick Leuchtenburg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*455990 - Fishers Island Library Association; Investment related - No; Fishers Island, New York; Charitable; Board Member, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 09/2020; During business hours: 0; After business hours: 5; Investment Decisions/Advice, Administrative, Fundraising, Labor/Service *589127- Isabella Beach Property, LLC; Investment related: Yes; Fishers Island, New York; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2024; During business hours: 0; After business hours: 1; Property Management
CRS (Client Relationship Summary) - RIA
Click below to view Brian T Leuchtenburg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 11, 2022 - Present
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
Office #1: 1999 Avenue Of The Stars, Los Angeles, CA 90067RIA
CRD#: 110353
Los Angeles, CA
Current
January 15, 2022 - Present
EATON VANCE DISTRIBUTORS, INC.
Office #1: 1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067BD
CRD#: 37731
Los Angeles, CA
Past
September 15, 2021 - January 15, 2022
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
RIA
CRD#: 110353
LOS ANGELES, CA
Past
September 3, 2021 - January 15, 2022
MORGAN STANLEY DISTRIBUTION, INC.
BD
CRD#: 30344
Los Angeles, CA
Past
March 28, 2014 - September 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SANTA MONICA, CA
Past
March 28, 2014 - September 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SANTA MONICA, CA
Past
June 29, 2011 - November 29, 2013
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
March 22, 2004 - November 29, 2013
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
June 23, 2003 - March 22, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
AFFINITY | VAN KAMPEN | MORGAN STANLEY INVESTMENT MANAGEMENT INC. | MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT INC. | MORGAN STANLEY ASSET MANAGEMENT | MILLER ANDERSON | MAS
CRD#: 110353 / SEC#: 801-15757
RIA
Registered Investment Advisory firm - (1/28/1981 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/15/2022)
RR
Alaska(1/15/2022)
RR
Arizona(1/15/2022)
RR
Arkansas(1/15/2022)
RR
California(1/15/2022)
IAR
California(2/11/2022)
RR
Colorado(1/15/2022)
RR
Connecticut(1/15/2022)
RR
Delaware(1/15/2022)
RR
District of Columbia(1/15/2022)
RR
Florida(1/15/2022)
RR
Georgia(1/15/2022)
RR
Hawaii(1/15/2022)
RR
Idaho(1/15/2022)
RR
Illinois(1/15/2022)
RR
Indiana(1/15/2022)
RR
Iowa(1/15/2022)
RR
Kansas(1/15/2022)
RR
Kentucky(1/15/2022)
RR
Louisiana(1/15/2022)
RR
Maine(1/15/2022)
RR
Maryland(1/15/2022)
RR
Massachusetts(1/15/2022)
RR
Michigan(1/15/2022)
RR
Minnesota(1/15/2022)
RR
Mississippi(1/15/2022)
RR
Missouri(1/15/2022)
RR
Montana(1/15/2022)
RR
Nebraska(1/15/2022)
RR
Nevada(1/15/2022)
RR
New Hampshire(1/15/2022)
RR
New Jersey(1/15/2022)
RR
New Mexico(1/15/2022)
RR
New York(1/15/2022)
RR
North Carolina(1/15/2022)
RR
North Dakota(1/15/2022)
RR
Ohio(1/15/2022)
RR
Oklahoma(1/15/2022)
RR
Oregon(1/15/2022)
RR
Pennsylvania(1/15/2022)
RR
Puerto Rico(1/15/2022)
RR
Rhode Island(1/15/2022)
RR
South Carolina(1/15/2022)
RR
South Dakota(1/15/2022)
RR
Tennessee(1/15/2022)
RR
Texas(1/15/2022)
RR
Utah(1/15/2022)
RR
Vermont(1/15/2022)
RR
Virginia(1/15/2022)
RR
Washington(1/15/2022)
RR
West Virginia(1/15/2022)
RR
Wisconsin(1/15/2022)
RR
Wyoming(1/15/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
AFFINITY | VAN KAMPEN | MORGAN STANLEY INVESTMENT MANAGEMENT INC. | MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT INC. | MORGAN STANLEY ASSET MANAGEMENT | MILLER ANDERSON | MAS
CRD#: 110353 / SEC#: 801-15757
RIA
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Contact information
Main Address
1585 Broadway, New York, NY 10036
Mailing Address
Phone number
(212) 761-4000
Established
Firm type
Fiscal year end
# of Employees
523
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,920 |
| AUM (Assets Under Management) | $ 619,196,027,920 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 01/24/2025 | ||
| 10/24/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
