Robert C. High
Professional summary
Robert Charles High II was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Robert had worked at 4 firms, which includes FFEC WEALTH PARTNERS LLC, CHASE INVESTMENT SERVICES CORP., BANC ONE SECURITIES CORPORATION, EDWARD JONES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2012 - February 20, 2019
FFEC WEALTH PARTNERS LLC
April 10, 2012 - February 20, 2019
FFEC WEALTH PARTNERS LLC
August 14, 2006 - April 12, 2012
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - April 12, 2012
CHASE INVESTMENT SERVICES CORP.
January 28, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
November 24, 2003 - January 27, 2005
BANC ONE SECURITIES CORPORATION
September 24, 2002 - October 1, 2003
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
FFEC WEALTH PARTNERS LLC
CRD#: 16507 / SEC#: 801-63970, 8-34082
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,755 |
| AUM (Assets Under Management) | $ 2,371,850,816 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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