Mark L. Cawyer

NAVIGO WEALTH MANAGEMENT

North Richland Hills, TX

Some features on this profile are disabled

CRD#: 4568156

Professional summary

Mark Lee Cawyer is a registered financial advisor currently at NAVIGO WEALTH MANAGEMENT, LLC located in North Richland Hills, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Mark has worked at 2 firms and has passed the Series 63, Series 65, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

As of February 2024, subject to a solicitor agreement between Navigo Wealth and Rex Gold Partners, Mr. Cawyer is eligible to receive compensation from Rex Gold Partners for soliciting Qualified persons for them to conduct due diligence and review and sign the private offering memorandum directly with the issuer. The issuer, Rex Gold Partners, LLC is not a registered investment adviser and is located at 12222 Merit Drive, Suite 120, Dallas, TX 75251. Mr. Cawyer engages in this investment related activity during the regular business and trading hours. Mr. Cawyer will introduce certain Qualified Clients to the private offering .

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Lee Cawyer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2008 - Present

NAVIGO WEALTH MANAGEMENT, LLC

RIA

CRD#: 146265

North Richland Hills, TX

Past

June 15, 2004 - December 20, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SUGARLAND, TX

Past

March 24, 2004 - December 20, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SUGARLAND, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(6/24/2019)

IAR

Texas
(3/5/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/27/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/16/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 31

Date: 12/17/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/14/2004

General Securities Representative Examination

Current Firm

NAVIGO WEALTH MANAGEMENT, LLC

12 FINANCIAL | NAVIGO WEALTH MANAGEMENT, LLC | NAVIGANT ADVISORS, LLC

CRD#: 146265 / SEC#:

Alabama

Registered Investment Advisory firm - (1/27/2017 Approved)

Louisiana

Registered Investment Advisory firm - (6/24/2019 Approved)

Oklahoma

Registered Investment Advisory firm - (6/22/2017 Approved)

Texas

Registered Investment Advisory firm - (3/5/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

North Richland Hills, TX

Mailing Address

401 N. Carroll Ave. Suite 410, Southlake, TX 76092

Phone number

(281) 804-4392

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	166
AUM (Assets Under Management)	$ 112,457,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark L. Cawyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Lee Cawyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAVIGO WEALTH MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 4/27/2004

Series 65

Date: 8/16/2002

Series 31

Date: 12/17/2004

Series 7

Date: 6/14/2004

Current Firm

NAVIGO WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NAVIGO WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors