Christian A. Bremer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Alexander Bremer, who also goes by Alex Bremer, Christian Alexander Scott, was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 2002. Christian had worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2023 - June 5, 2024
AQUILA DISTRIBUTORS LLC
August 6, 2008 - January 9, 2013
ALLIANZ LIFE FINANCIAL SERVICES, LLC
February 1, 2006 - May 11, 2006
INVEST FINANCIAL CORPORATION
February 1, 2006 - May 11, 2006
INVEST FINANCIAL CORPORATION
December 7, 2005 - December 31, 2006
CURIAN CAPITAL, LLC
April 9, 2003 - June 27, 2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
September 24, 2002 - March 20, 2003
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/26/2023
General Securities Representative ExaminationCurrent Firm
AQUILA DISTRIBUTORS LLC
CRD#: 1706 / SEC#: , 8-13173
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AQUILA MANAGEMENT CORPORATION | SHAREHOLDER | |
| DIMAGGIO, JOSEPH PAUL | TREASURER | 1359940 |
| FILLMORE, RANDALL SCOTT | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4188259 |
| HERRMANN, CONRAD BEADLE | MANAGER | 1370319 |
| HERRMANN, DIANA PARSONS | MANAGER | 2913698 |
| OBRIEN, PAUL GREGORY | PRESIDENT, FINANCIAL OPERATIONS PRINCIPAL & OPERATIONS PROFESSIONAL | 3129605 |
| ROSE, PAMELA CAROLINE MS. | SECRETARY | 1559550 |
| SARKANY, THOMAS THOMAS | MANAGER | 1024285 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
