Miriam Lefkowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Miriam Lefkowitz was a registered financial professional .
Miriam is a previously registered financial professional and started their career in finance in 2002. Miriam had worked at 6 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2022 - July 7, 2023
INVICTA CAPITAL LLC
June 24, 2020 - November 16, 2020
BRADLEY WOODS & CO. LTD.
November 9, 2018 - July 11, 2019
LS SECURITIES, LLC
September 30, 2014 - October 29, 2018
SUMMIT EQUITIES, INC.
July 23, 2007 - September 11, 2014
SHUFRO, ROSE & CO., LLC
August 20, 2002 - July 23, 2007
J. B. HANAUER & CO.
State Registrations and Notice Filings
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Exams
Current Firm
INVICTA CAPITAL LLC
CRD#: 288101 / SEC#: , 8-69923
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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