Richard P. Dee

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CRD#: 4567872

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Patrick Dee was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 2003. Richard had worked at 8 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 12, 2012 - October 23, 2020

LAKE TAHOE WEALTH MANAGEMENT, INC.

RIA

CRD#: 166173

STATELINE, NV

Past

August 27, 2012 - January 30, 2013

LIGHTHOUSE FINANCIAL PLANNING

RIA

CRD#: 114093

FOLSOM, CA

Past

May 1, 2012 - August 27, 2012

PATTERSON PARTNERS LTD.

RIA

CRD#: 159187

STATELINE, NV

Past

April 16, 2010 - October 20, 2010

LEGACY BY DESIGN

RIA

CRD#: 144863

CHICO, CA

Past

August 22, 2008 - March 12, 2010

YESKE BUIE INC.

RIA

CRD#: 143234

SAN FRANCISCO, CA

Past

September 21, 2005 - November 15, 2006

U S G M SECURITIES, INC.

CRD#: 7866

CORNING, NY

Past

June 25, 2004 - September 22, 2005

WEALTHTRUST

RIA

CRD#: 125250

NASHVILLE, TN

Past

April 29, 2003 - June 15, 2005

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MEMPHIS, TN

Past

April 8, 2003 - June 15, 2005

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAKE TAHOE WEALTH MANAGEMENT, INC.

LAKE TAHOE WEALTH MANAGEMENT, INC. | LAKE TAHOE WEALTH MANAGEMENT, LLC

CRD#: 166173 / SEC#: 801-108216

RIA

Registered Investment Advisory firm - (8/5/2016 Approved)

California

Registered Investment Advisory firm - (10/7/2016 Terminated)

Nevada

Registered Investment Advisory firm - (10/17/2016 Terminated)

New York

Registered Investment Advisory firm - (9/7/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (9/13/2016 Terminated)

South Carolina

Registered Investment Advisory firm - (9/7/2016 Terminated)

Texas

Registered Investment Advisory firm - (9/7/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/28/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/7/2003

General Securities Representative Examination

Current Firm

LAKE TAHOE WEALTH MANAGEMENT, INC.

LAKE TAHOE WEALTH MANAGEMENT, INC. | LAKE TAHOE WEALTH MANAGEMENT, LLC

CRD#: 166173 / SEC#: 801-108216

RIA

Registered Investment Advisory firm - (8/5/2016 Approved)

California

Registered Investment Advisory firm - (10/7/2016 Terminated)

Nevada

Registered Investment Advisory firm - (10/17/2016 Terminated)

New York

Registered Investment Advisory firm - (9/7/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (9/13/2016 Terminated)

South Carolina

Registered Investment Advisory firm - (9/7/2016 Terminated)

Texas

Registered Investment Advisory firm - (9/7/2016 Terminated)

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Contact information

Main Address

Folsom, CA

Mailing Address

Phone number

(855) 515-5896

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LAKE TAHOE WEALTH MANAGEMENT, LLC FORM ADV PART 2 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	971
AUM (Assets Under Management)	$ 257,190,431

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard P. Dee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LIGHTHOUSE FINANCIAL PLANNING

PATTERSON PARTNERS LTD.

LEGACY BY DESIGN

YESKE BUIE INC.

U S G M SECURITIES, INC.

WEALTHTRUST

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

LAKE TAHOE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/28/2003

Series 7

Date: 4/7/2003

Current Firm

LAKE TAHOE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAKE TAHOE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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