Robert F. Foroughi

ROBINHOOD FINANCIAL

Lake Mary, FL 32746

CRD#: 4567750

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Professional summary

Robert Farzad Foroughi, who also goes by Robert Foroughi, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 9, Series 10 and Series 24 exams.

Question & Answer

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Aliases

Robert Foroughi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Farzad Foroughi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2026 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 500 Colonial Center Pky Suite 100, Lake Mary, FL 32746

CRD#: 165998

Lake Mary, FL

Past

January 5, 2023 - January 2, 2025

MORGAN STANLEY

RIA

CRD#: 149777

Tampa, FL

Past

January 4, 2023 - January 2, 2025

MORGAN STANLEY

CRD#: 149777

Tampa, FL

Past

June 2, 2009 - September 5, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

TEMPLE TERRACE, FL

Past

February 9, 2006 - September 5, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

Temple Terrace, FL

Past

February 14, 2005 - May 8, 2006

BROWNCO, LLC

CRD#: 1326

BOSTON, MA

Past

January 18, 2005 - February 1, 2005

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

TAMPA, FL

Past

January 7, 2005 - February 1, 2005

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

April 10, 2003 - June 3, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

CLEARWATER, FL

Past

December 10, 2002 - June 3, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

November 8, 2002 - December 10, 2002

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/1/2026)

Alaska
(6/1/2026)

Arizona
(6/1/2026)

Arkansas
(6/1/2026)

California
(6/1/2026)

Colorado
(6/1/2026)

Connecticut
(6/1/2026)

Delaware
(6/1/2026)

District of Columbia
(6/1/2026)

Florida
(6/1/2026)

Georgia
(6/1/2026)

Hawaii
(6/1/2026)

Idaho
(6/1/2026)

Illinois
(6/1/2026)

Indiana
(6/1/2026)

Iowa
(6/1/2026)

Kansas
(6/1/2026)

Kentucky
(6/1/2026)

Louisiana
(6/1/2026)

Maine
(6/1/2026)

Maryland
(6/1/2026)

Massachusetts
(6/1/2026)

Michigan
(6/1/2026)

Minnesota
(6/1/2026)

Mississippi
(6/1/2026)

Missouri
(6/1/2026)

Montana
(6/1/2026)

Nebraska
(6/1/2026)

Nevada
(6/1/2026)

New Hampshire
(6/1/2026)

New Jersey
(6/1/2026)

New Mexico
(6/1/2026)

New York
(6/1/2026)

North Carolina
(6/1/2026)

North Dakota
(6/1/2026)

Ohio
(6/2/2026)

Oklahoma
(6/1/2026)

Oregon
(6/1/2026)

Pennsylvania
(6/1/2026)

Puerto Rico
(6/1/2026)

Rhode Island
(6/1/2026)

South Carolina
(6/1/2026)

South Dakota
(6/1/2026)

Tennessee
(6/1/2026)

Texas
(6/1/2026)

Utah
(6/1/2026)

Vermont
(6/1/2026)

Virgin Islands
(6/1/2026)

Virginia
(6/1/2026)

Washington
(6/1/2026)

West Virginia
(6/1/2026)

Wisconsin
(6/1/2026)

Wyoming
(6/1/2026)

Exams

State Security Law Exam

IAR

Series 66

Date: 5/11/2009

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/5/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/24/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/3/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 6/10/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/7/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 5/29/2024

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 5/8/2024

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 8/3/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ROBINHOOD FINANCIAL, LLC

CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: , 8-69188

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Mailing Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Phone number

(650) 761-7789

Established

Delaware since 08/24/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ROBINHOOD MARKETS, INC	100% OWNER
BILLINGS, MATTHEW JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	1915377
CAVALLARO, ANTHONY JOSEPH	CHIEF COMPLIANCE OFFICER	1607925
GALVIN, SCOT SEAN	PRINCIPAL OPERATIONS OFFICER	3226179
KELATI, DANIEL T	CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP	3103432
KOLLER, WALTER	CHIEF OPERATING OFFICER	1932260
QUIRK, STEVEN MARK	MANAGER	2728768
SUBRAMANIAN, SIVARAMAKRISHNAN	MANAGER	7339479

Disclosures

Regulatory Event	56
Arbitration	7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert F. Foroughi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Farzad Foroughi's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

BROWNCO, LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

QUEST CAPITAL STRATEGIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/11/2009

Series 65

Date: 4/5/2003

Series 63

Date: 3/24/2003

SIE

Date: 10/1/2018

Series 3

Date: 7/3/2017

Series 31

Date: 6/10/2003

Series 7

Date: 11/7/2002

Series 9

Date: 5/29/2024

Series 10

Date: 5/8/2024

Series 24

Date: 8/3/2007

FINRA

Current Firm

ROBINHOOD FINANCIAL, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ROBINHOOD FINANCIAL, LLC

TRUST BUT VERIFY

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