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RF

Robert F. Foroughi

ROBINHOOD ASSET MANAGEMENT
Denver, CO 80202
Some features on this profile are disabled
CRD#: 4567750
RF
Robert Farzad ForoughiROBINHOOD ASSET MANAGEMENT

Professional summary

Robert Farzad Foroughi, who also goes by Robert Foroughi, is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in Denver, Colorado and ROBINHOOD FINANCIAL, LLC located in Denver, Colorado.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 9, Series 10 and Series 24 exams.

Aliases

Robert Foroughi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*460599 - Foroughi Benitoa Ventures, LLC; Investment related - Yes; Lutz, Florida; Real Estate; Partner(proprietor, partner, officer, director, employee, trustee, agent); 06/2019; During business hours: 0; After business hours: 1; Administrative

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Farzad Foroughi's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 31, 2026 - Present

ROBINHOOD ASSET MANAGEMENT

Office #1: 2373 15th St Suite 300, Denver, CO 80202
RIA
CRD#: 323736
Denver, CO
Current

June 1, 2026 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 2373 15th St Suite 300, Denver, CO 80202
BD
CRD#: 165998
Denver, CO
Past

January 5, 2023 - January 2, 2025

MORGAN STANLEY

RIA
CRD#: 149777
Tampa, FL
Past

January 4, 2023 - January 2, 2025

MORGAN STANLEY

BD
CRD#: 149777
Tampa, FL
Past

June 2, 2009 - September 5, 2023

HARRISDIRECT LLC

RIA
CRD#: 42159
TEMPLE TERRACE, FL
Past

February 9, 2006 - September 5, 2023

E*TRADE SECURITIES LLC

BD
CRD#: 29106
Temple Terrace, FL
Past

February 14, 2005 - May 8, 2006

BROWNCO, LLC

BD
CRD#: 1326
BOSTON, MA
Past

January 18, 2005 - February 1, 2005

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
TAMPA, FL
Past

January 7, 2005 - February 1, 2005

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
APPLETON, WI
Past

April 10, 2003 - June 3, 2004

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
CLEARWATER, FL
Past

December 10, 2002 - June 3, 2004

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

November 8, 2002 - December 10, 2002

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
ROBINHOOD ASSET MANAGEMENT
RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA
Registered Investment Advisory firm - (1/14/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/1/2026)
RR
Alaska
(6/1/2026)
RR
Arizona
(6/1/2026)
RR
Arkansas
(6/1/2026)
RR
California
(6/1/2026)
IAR
California
(7/31/2026)
RR
Colorado
(6/1/2026)
IAR
Colorado
(7/31/2026)
RR
Connecticut
(6/1/2026)
RR
Delaware
(6/1/2026)
RR
District of Columbia
(6/1/2026)
RR
Florida
(6/1/2026)
RR
Georgia
(6/1/2026)
RR
Hawaii
(6/1/2026)
RR
Idaho
(6/1/2026)
RR
Illinois
(6/1/2026)
RR
Indiana
(6/1/2026)
RR
Iowa
(6/1/2026)
RR
Kansas
(6/1/2026)
RR
Kentucky
(6/1/2026)
RR
Louisiana
(6/1/2026)
RR
Maine
(6/1/2026)
RR
Maryland
(6/1/2026)
RR
Massachusetts
(6/1/2026)
RR
Michigan
(6/1/2026)
RR
Minnesota
(6/1/2026)
RR
Mississippi
(6/1/2026)
RR
Missouri
(6/1/2026)
RR
Montana
(6/1/2026)
RR
Nebraska
(6/1/2026)
RR
Nevada
(6/1/2026)
RR
New Hampshire
(6/1/2026)
RR
New Jersey
(6/1/2026)
RR
New Mexico
(6/1/2026)
RR
New York
(6/1/2026)
RR
North Carolina
(6/1/2026)
RR
North Dakota
(6/1/2026)
RR
Ohio
(6/2/2026)
RR
Oklahoma
(6/1/2026)
RR
Oregon
(6/1/2026)
RR
Pennsylvania
(6/1/2026)
RR
Puerto Rico
(6/1/2026)
RR
Rhode Island
(6/1/2026)
RR
South Carolina
(6/1/2026)
RR
South Dakota
(6/1/2026)
RR
Tennessee
(6/1/2026)
RR
Texas
(6/1/2026)
RR
Utah
(6/1/2026)
RR
Vermont
(6/1/2026)
RR
Virgin Islands
(6/1/2026)
RR
Virginia
(6/1/2026)
RR
Washington
(6/1/2026)
RR
West Virginia
(6/1/2026)
RR
Wisconsin
(6/1/2026)
RR
Wyoming
(6/1/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/11/2009
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/5/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/24/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 7/3/2017
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 31
Date: 6/10/2003
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 11/7/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/29/2024
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/8/2024
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/3/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RA
ROBINHOOD ASSET MANAGEMENT
RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA
Registered Investment Advisory firm - (1/14/2025 Approved)
Loading...

Contact information

Main Address
85 Willow Road, Menlo Park, CA 94025
Mailing Address
Phone number
650-940-2700 EXT 31450
Established
Firm type
Fiscal year end
# of Employees
56

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RAM FORM ADV PART 2A CLIENT BROCHURE (11/7/2025)

Regulatory assets under management

Total Number of Accounts81,015
AUM (Assets Under Management)$ 158,695,275

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
06/25/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBINHOOD ASSET MANAGEMENT

CRD#: 323736Denver, CO 80202

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