Tracy M. Lafleur
Professional summary
Tracy Marie Lafleur, who also goes by Tracy Marie Hutchins, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Tracy is registered as a RR (Registered Representative) and started their career in finance in 2002. Tracy has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tracy Marie Lafleur's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2005 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095May 16, 2012 - December 16, 2014
VOYA FINANCIAL ADVISORS, INC.
June 20, 2005 - October 12, 2005
USALLIANZ SECURITIES, INC.
December 17, 2002 - May 10, 2004
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2015)
(2/9/2015)
(2/9/2015)
(10/25/2005)
Exams
FINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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