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JM

Jason W. Martin

CAPITAL PLANNING ADVISORS LLC
Roseville, CA 95661
Some features on this profile are disabled
CRD#: 4567691
JM

Professional summary

Jason William Martin, AIF®, who also goes by Jason W Martin, is a registered financial advisor currently at CAPITAL PLANNING ADVISORS LLC located in Roseville, California.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jason has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jason W Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Capital Independent Insurance Services 2) Investment Related 3) 1420 Rocky Ridge Dr Suite 140, Roseville CA 95661 4) Insurance Company 5) Insurance Agent 6) Start Date: January 2, 2024 7) 4 Hours/Month devoted to other business 8) 0 Hours/Month during securities trading hours 9) Assess Client Needs for Insurance Solutions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason William Martin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

January 5, 2024 - Present

CAPITAL PLANNING ADVISORS LLC

Office #1: 1420 Rocky Ridge Drive #140, Roseville, CA 95661
RIA
CRD#: 170266
Roseville, CA
Past

November 3, 2023 - January 8, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Sacramento, CA
Past

November 3, 2023 - January 8, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Sacramento, CA
Past

January 26, 2016 - November 3, 2023

COMERICA SECURITIES

RIA
CRD#: 17079
SACRAMENTO, CA
Past

January 26, 2016 - November 3, 2023

COMERICA SECURITIES

BD
CRD#: 17079
SACRAMENTO, CA
Past

July 15, 2013 - February 9, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
WALNUT CREEK, CA
Past

July 12, 2013 - February 9, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
WALNUT CREEK, CA
Past

May 3, 2010 - June 24, 2013

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
GRANITE BAY, CA
Past

April 30, 2010 - June 24, 2013

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
GRANITE BAY, CA
Past

December 19, 2008 - May 4, 2010

WADDELL & REED

RIA
CRD#: 866
SACRAMENTO, CA
Past

December 19, 2008 - May 4, 2010

WADDELL & REED

BD
CRD#: 866
SACRAMENTO, CA
Past

September 24, 2007 - August 27, 2008

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

BD
CRD#: 39805
CHICAGO, IL
Past

November 1, 2005 - September 25, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
ROSEVILLE, CA
Past

October 7, 2005 - September 25, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
ROSEVILLE, CA
Past

October 20, 2004 - October 25, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
OXFORD, MA
Past

October 20, 2004 - October 25, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

August 4, 2003 - October 20, 2004

QUICK & REILLY, INC.

RIA
CRD#: 11217
WORCESTER, MA
Past

July 28, 2003 - October 20, 2004

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

September 5, 2002 - May 19, 2003

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CAPITAL PLANNING ADVISORS LLC
CAPITAL PLANNING ADVISORS LLC

CRD#: 170266 / SEC#: 801-79170

RIA
Registered Investment Advisory firm - (2/28/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/5/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/29/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/24/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 12/2/2002
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/4/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/21/2010
General Securities Principal Examination

Current Firm

CP
CAPITAL PLANNING ADVISORS LLC
CAPITAL PLANNING ADVISORS LLC

CRD#: 170266 / SEC#: 801-79170

RIA
Registered Investment Advisory firm - (2/28/2014 Approved)
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Contact information

Main Address
1420 Rocky Ridge Drive #140, Roseville, CA 95661
Mailing Address
Phone number
(916) 286-7650
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CAPITAL PLANNING ADVISORS LLC 1-30-14 (7/28/2025)

Regulatory assets under management

Total Number of Accounts1,144
AUM (Assets Under Management)$ 1,376,377,609

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL PLANNING ADVISORS LLC

CRD#: 170266Roseville, CA 95661

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