Nicole K. Kustok
Professional summary
Nicole Kuznia Kustok, who also goes by Nicole Lee Kuznia, Nicole Kuznia Kustok, is a registered financial advisor currently at EVANSBROOK CAPITAL MANAGEMENT located in Evanston, Illinois.
Nicole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Nicole has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicole Kuznia Kustok's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2023 - Present
EVANSBROOK CAPITAL MANAGEMENT
July 31, 2020 - October 3, 2023
ROMANO BROTHERS AND COMPANY
July 17, 2020 - October 3, 2023
ROMANO BROTHERS AND COMPANY
Primary Firm SEC Registration
EVANSBROOK CAPITAL MANAGEMENT
CRD#: 327916 / SEC#: 801-128734
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/2/2023)
(3/6/2025)
(10/2/2023)
(10/2/2023)
(10/3/2023)
(10/2/2023)
Exams
Series 7TO
Date: 7/17/2020
General Securities Representative ExaminationCurrent Firm
EVANSBROOK CAPITAL MANAGEMENT
CRD#: 327916 / SEC#: 801-128734
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 146 |
| AUM (Assets Under Management) | $ 184,586,179 |
Red Flags
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