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CF

Corey L. Fisher

VELOCITY CLEARING
New York, NY 10038
Some features on this profile are disabled
CRD#: 4567438
CF

Professional summary

Corey Lee Fisher is a registered financial professional currently at VELOCITY CLEARING, LLC located in New York, New York.

Corey is registered as a RR (Registered Representative) and started their career in finance in 2011. Corey has worked at 10 firms and has passed the Series 57TO, Series 7TO, Series 3, SIE, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Corey Lee Fisher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2024 - Present

VELOCITY CLEARING, LLC

Office #1: 199 Water Street 17th Floor, New York, NY 10038
BD
CRD#: 126588
New York, NY
Past

February 11, 2021 - July 12, 2024

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

June 13, 2019 - July 25, 2019

BUDO SECURITIES LLC

BD
CRD#: 300556
CHICAGO, IL
Past

November 30, 2016 - February 10, 2017

SUMO CAPITAL, LLC

BD
CRD#: 146310
CHICAGO, IL
Past

March 4, 2014 - October 12, 2015

SUMO CAPITAL, LLC

BD
CRD#: 146310
CHICAGO, IL
Past

September 13, 2013 - January 29, 2014

V. DERIVATIVES, LLC

BD
CRD#: 151893
CHICAGO, IL
Past

August 13, 2013 - February 4, 2014

TORO CAPITAL MANAGEMENT LLC

BD
CRD#: 145696
CHICAGO, IL
Past

August 9, 2013 - January 29, 2014

MUSTANG TRADING, LLC

BD
CRD#: 131608
CHICAGO, IL
Past

August 7, 2013 - January 29, 2014

IMC SECURITIES LLC

BD
CRD#: 144874
CHICAGO, IL
Past

July 13, 2012 - January 29, 2014

LUPO FUTURES, LLC

BD
CRD#: 155931
CHICAGO, IL
Past

April 8, 2011 - January 29, 2014

LUPO SECURITIES, LLC

BD
CRD#: 43761
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/12/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 2/10/2020
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 2/10/2017
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/7/2025
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

VC
VELOCITY CLEARING, LLC
GUARDIAN TRADING | VELOCITY PRIME SERVICES | VELOCITY EXECUTION SERVICES | VELOCITY CLEARING, LLC | QUANTEX CLEARING, LLC | NYFIX SECURITIES LLC | NYFIX SECURITIES CORPORATION | NYFIX CLEARING CORPORATION

CRD#: 126588 / SEC#: , 8-65894

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
1301 Route 36 Suite 103, Hazlet, NJ 07730
Mailing Address
1301 Route 36 Suite 103, Hazlet, NJ 07730
Phone number
(201) 706-7157
Established
Delaware since 06/11/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VCT HOLDINGS, LLCSOLE MEMBER
BRACERO, FRANK WILLIAMCHIEF FINANCIAL OFFICER/FINOP2178318
CALICE, ROBERT PEERCHIEF OPERATIONS OFFICER2759949
CRAWFORD, LAURA LYNNCHIEF COMPLIANCE OFFICER2666224
LOGAN, MICHAEL JAMESCHIEF EXECUTIVE OFFICER5763098
SCHAEFFER, BRIAN KEITHPRESIDENT3063403

Disclosures

Regulatory Event19

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VELOCITY CLEARING, LLC

CRD#: 126588New York, NY 10038

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