Adolfo Lazaro
Professional Summary
Adolfo Lazaro, who also goes by Adolfo Lazaro Ruiz, is a registered financial advisor currently at BULLTICK WEALTH MANAGEMENT, LLC located in Miami, Florida and BULLTICK, LLC located in Miami, Florida. Adolfo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Adolfo has worked at 2 firms and has passed the Series 66, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Adolfo Lazaro Ruiz
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
BULLTICK WEALTH MANAGEMENT, LLC | PROGRESS ADVISORS, LLC
Contact Information
Main Address
333 Se 2nd Ave Suite 3950, Miami, FL 33131Phone Number
(305) 533-1541# of Employees
62SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
479AUM (Assets Under Management)
$1,947,077,863Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/31/2026 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BULLTICK WEALTH MANAGEMENT, LLC | PROGRESS ADVISORS, LLC
State Registrations and Notice Filings
(9/28/2022)
(10/31/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jul 2003SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Adolfo Lazaro's CRS (Customer Relationship Summary).
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