PV
Peter L. Vescovi
REGAL INVESTMENT ADVISORS LLC
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 4567338
PV
Professional summary
Peter Louis Vescovi, who also goes by Peter L Vescovi, Peter Louis Vescovi Jr, is a registered financial advisor currently at REGAL INVESTMENT ADVISORS LLC located in Dallas, Texas and REGULUS FINANCIAL GROUP, LLC located in Dallas, Texas.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Peter has worked at 10 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter L Vescovi | Peter Louis Vescovi Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: PETR Ventures, LLC DBA PV Strategic - Investment Related: No - Address: 3507 Lake Tahoe Dr, Arlington, TX 76015 - Nature of Business: Business Consulting - Title or Relationship: President - Start Date: 01/2023 - Hours per month: 10-12 - Hours per month during trading hours: 4-8 - Duties: Strategic Consulting for businesses Business Name: Good Bookkeeping - Investment Related: No - Address: 3507 Lake Tahoe Dr, Arlington, TX 76015 - Nature of Business: Bookkeeping sales - Title or Relationship: Sales - Start Date: 04/2025 - Hours per month: 5-8 - Hours per month during trading hours: 4-5 - Duties: Sales of GBK & services Business Name: Author/Speaker - Investment Related: No - Address: 3507 Lake Tahoe Dr, Arlington, TX 76015 - Nature of Business: Writing and Speaking - Title or Relationship: Author - Start Date: 4/2025 - Hours per month: 10-12 - Hours per month during trading hours: 0 - Duties: Author/speaker
CRS (Client Relationship Summary) - RIA
Click below to view Peter Louis Vescovi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2025 - Present
REGAL INVESTMENT ADVISORS LLC
Office #1: 1910 Pacific Ave Suite 13450, Dallas, TX 75201RIA
CRD#: 125004
Dallas, TX
Current
August 15, 2025 - Present
REGULUS FINANCIAL GROUP, LLC
Office #1: 1910 Pacific Ave Ste 2000, Dallas, TX 75201BD
CRD#: 150631
Dallas, TX
Past
March 31, 2025 - April 8, 2025
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BOSTON, MA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ARLINGTON, TX
Past
June 29, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WESTLAKE, TX
Past
June 18, 2012 - April 8, 2025
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
December 20, 2011 - June 2, 2012
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
ROANOKE, TX
Past
December 9, 2011 - June 2, 2012
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ROANOKE, TX
Past
July 11, 2007 - December 9, 2009
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
CHESHIRE, CT
Past
July 11, 2007 - December 9, 2009
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
CHESHIRE, CT
Past
October 24, 2005 - December 5, 2005
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SCHAUMBURG, IL
Past
October 24, 2005 - December 5, 2005
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SCHAUMBURG, IL
Past
September 8, 2004 - October 24, 2005
C.J.M. ASSET MANAGEMENT, LLC
RIA
CRD#: 111302
POMPTON LAKES, NJ
Past
September 8, 2004 - October 24, 2005
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Past
December 3, 2002 - July 31, 2003
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
NEW HAVEN, CT
Past
September 26, 2002 - July 31, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(8/15/2025)
RR
Texas(8/15/2025)
IAR
Texas(8/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2687 44th Street Se, Kentwood, MI 49512
Mailing Address
Phone number
(616) 224-2204
Established
Firm type
Fiscal year end
# of Employees
118
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,303 |
| AUM (Assets Under Management) | $ 2,447,941,075 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/06/2023 | ||
| 12/06/2023 | ||
| 12/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REGAL INVESTMENT ADVISORS LLC
CRD#: 125004Dallas, TX 75201TRUST BUT VERIFY
Monitor Peter Vescovi
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
