William E. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William E King, who also goes by Bill King, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2003. William had worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2009 - December 31, 2020
JSI CAPITAL ADVISORS, LLC
July 1, 2003 - December 31, 2008
JSI CAPITAL ADVISORS, LLC
January 31, 2003 - July 9, 2019
JSI TRANSACTION ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
JSI CAPITAL ADVISORS, LLC
CRD#: 126539 / SEC#:
Contact information
Red Flags
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