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ST

Sue Toigo

FITZGIBBON TOIGO & CO. LLC
Wayne, NJ 07470
Some features on this profile are disabled
CRD#: 4567207
ST

Professional summary

Sue Toigo is a registered financial professional currently at FITZGIBBON TOIGO & CO. LLC located in Wayne, New Jersey.

Sue is registered as a RR (Registered Representative) and started their career in finance in 2003. Sue has worked at 1 firm and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sue Toigo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 13, 2003 - Present

FITZGIBBON TOIGO & CO. LLC

Office #1: 76 Worcester Drive, Wayne, NJ 07470
BD
CRD#: 122142
Wayne, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/3/2005)
RR
New Jersey
(1/24/2003)
RR
New York
(7/13/2005)

Exams

State Security Law Exam
RR
Series 63
Date: 11/22/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/10/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/17/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FT
FITZGIBBON TOIGO & CO. LLC
FITZGIBBON TOIGO & CO. LLC | FITZGIBBON, TOIGO, APODACA & CO. LLC

CRD#: 122142 / SEC#: , 8-65468

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
76 Worcester Drive, Wayne, NJ 07470
Mailing Address
76 Worceser Drive, Wayne, NJ 07470
Phone number
(973) 746-4944
Established
Delaware since 02/28/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FITZGIBBON TOIGO ASSOCIATES LLCHOLDING COMPANY
FITZGIBBON, BRIAN XAVIERCEO, PRESIDENT, CHIEF COMPLIANCE OFFICER209108
GEORGE, KENNETH RONALDFINOP2643369
TOIGO, SUECHAIRMAN

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FITZGIBBON TOIGO & CO. LLC

CRD#: 122142Wayne, NJ 07470

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