James A. Daniel

THE ADVISORY FIRM

Alpharetta, GA 30004

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CRD#: 4567065

Professional summary

James Adam Daniel, CFA, CFP® is a registered financial advisor currently at THE ADVISORY FIRM located in Alpharetta, Georgia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. James has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Biography

Certified Financial Planner (CFP) * Chartered Financial Analyst (CFA) * Chartered Market Technician (CMT) * Enrolled Agent (tax)

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Investment Planning

Retirement Planning

Tax Planning

Retirement Income Management

Do you have an area of expertise or specialization?

Baby Boomers

Business Owners

Corporate Executives

Entrepreneurs

Generation X

Investment Advice with Ongoing...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Adam Daniel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

November 10, 2012 - Present

THE ADVISORY FIRM

Office #1: 12600 Deerfield Parkway Suite 100, Alpharetta, GA 30004

RIA

CRD#: 139125

Alpharetta, GA

Past

March 23, 2006 - December 31, 2010

THE ADVISORY FIRM

RIA

CRD#: 139125

CUMMING, GA

Past

March 3, 2003 - March 23, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ATLANTA, GA

Past

August 8, 2002 - March 23, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 8, 2002 - March 23, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(11/10/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/14/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/7/2002

General Securities Representative Examination

Current Firm

THE ADVISORY FIRM

CRD#: 139125 / SEC#:

Georgia

Registered Investment Advisory firm - (1/13/2011 Approved)

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Contact information

Main Address

12600 Deerfield Parkway Suite 100, Alpharetta, GA 30004

Mailing Address

Phone number

(678) 566-3711

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	225
AUM (Assets Under Management)	$ 98,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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James A. Daniel

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Adam Daniel's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE ADVISORY FIRM

THE ADVISORY FIRM

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/14/2002

Series 7

Date: 8/7/2002

Current Firm

THE ADVISORY FIRM

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE ADVISORY FIRM

TRUST BUT VERIFY

Contact information

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