AV
Adam D. Vass Gal
PACIFIC SELECT DISTRIBUTORS
Omaha, NE 68106
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CRD#: 4567044
AV
Professional summary
Adam Dominic Vass Gal, who also goes by Adam Dominic Vassgal, is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Omaha, Nebraska.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2002. Adam has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Adam Dominic Vassgal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Adam Dominic Vass Gal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2021 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 6750 Mercy Road, Omaha, NE 68106BD
CRD#: 4452
Omaha, NE
Past
July 25, 2016 - September 22, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
Past
July 16, 2004 - April 28, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
NASHVILLE, TN
Past
July 15, 2004 - April 28, 2016
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
NASHVILLE, TN
Past
May 4, 2004 - July 12, 2004
FIRST HORIZON ADVISORS, INC.
RIA
CRD#: 17117
NASHVILLE, TN
Past
May 4, 2004 - July 12, 2004
FIRST HORIZON ADVISORS, INC.
BD
CRD#: 17117
MEMPHIS, TN
Past
October 15, 2002 - September 9, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 15, 2002 - September 9, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/23/2021)
RR
Alaska(9/16/2021)
RR
Arizona(9/22/2021)
RR
Arkansas(10/28/2021)
RR
California(9/15/2021)
RR
Colorado(9/24/2021)
RR
Connecticut(9/15/2021)
RR
Delaware(9/17/2021)
RR
District of Columbia(9/22/2021)
RR
Florida(9/27/2021)
RR
Georgia(9/27/2021)
RR
Hawaii(10/12/2021)
RR
Idaho(9/23/2021)
RR
Illinois(10/27/2021)
RR
Indiana(9/15/2021)
RR
Iowa(9/16/2021)
RR
Kansas(9/15/2021)
RR
Kentucky(10/4/2021)
RR
Louisiana(9/27/2021)
RR
Maine(10/13/2021)
RR
Maryland(9/15/2021)
RR
Massachusetts(9/28/2021)
RR
Michigan(9/23/2021)
RR
Minnesota(9/29/2021)
RR
Mississippi(9/20/2021)
RR
Missouri(9/15/2021)
RR
Montana(9/15/2021)
RR
Nebraska(9/15/2021)
RR
Nevada(9/24/2021)
RR
New Hampshire(9/30/2021)
RR
New Jersey(9/15/2021)
RR
New Mexico(9/15/2021)
RR
New York(10/3/2021)
RR
North Carolina(9/15/2021)
RR
North Dakota(9/27/2021)
RR
Ohio(9/15/2021)
RR
Oklahoma(9/21/2021)
RR
Oregon(9/21/2021)
RR
Pennsylvania(9/15/2021)
RR
Rhode Island(9/23/2021)
RR
South Carolina(9/16/2021)
RR
South Dakota(10/6/2021)
RR
Tennessee(9/14/2021)
RR
Texas(9/22/2021)
RR
Utah(9/15/2021)
RR
Vermont(9/15/2021)
RR
Virginia(9/23/2021)
RR
Washington(9/22/2021)
RR
West Virginia(9/27/2021)
RR
Wisconsin(9/15/2021)
RR
Wyoming(9/20/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PACIFIC SELECT DISTRIBUTORS, LLC
PACIFIC EQUITY SALES COMPANY | PACIFIC SELECT DISTRIBUTORS, LLC | PACIFIC SELECT DISTRIBUTORS, INC. | PACIFIC SECURITIES | PACIFIC MUTUAL DISTRIBUTORS, INC. | PACIFIC MUTUAL DISTRIBURTORS, INC.
CRD#: 4452 / SEC#: , 8-15264
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
700 Newport Center Drive, Newport Beach, CA 92660-6397
Mailing Address
700 Newport Center Drive, Newport Beach, CA 92660-6397
Phone number
(949) 219-6579
Established
Delaware since 01/01/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452Omaha, NE 68106TRUST BUT VERIFY
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