Antonio Gastelum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antonio Gastelum, who also goes by Antonio Gastelum Trevino, was a registered financial professional .
Antonio is a previously registered financial professional and started their career in finance in 2002. Antonio had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2012 - January 9, 2020
ANTONIO GASTELUM, INC.
June 15, 2010 - November 22, 2011
WOODBURY FINANCIAL SERVICES, INC.
May 11, 2010 - November 22, 2011
WOODBURY FINANCIAL SERVICES, INC.
November 15, 2007 - March 2, 2009
ALLSTATE FINANCIAL SERVICES, LLC
August 5, 2002 - October 14, 2005
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
ANTONIO GASTELUM, INC.
CRD#: 164255 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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