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GH

Glenn C. Holloway

REGIONS SECURITIES LLC
Atlanta, GA 30309
Some features on this profile are disabled
CRD#: 4566759
GH

Professional summary

Glenn Christopher Holloway, who also goes by Chris Holloway, Glenn Christopher Holloway Mr, is a registered financial professional currently at REGIONS SECURITIES LLC located in Atlanta, Georgia and BLACKARCH SECURITIES LLC located in Charlotte, North Carolina.

Glenn is registered as a RR (Registered Representative) and started their career in finance in 2003. Glenn has worked at 4 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Holloway | Glenn Christopher Holloway Mr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Glenn Christopher Holloway's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 28, 2014 - Present

REGIONS SECURITIES LLC

Office #1: 1180 W Peachtree Street Nw, Atlanta, GA 30309
BD
CRD#: 159475
Atlanta, GA
Current

October 6, 2021 - Present

BLACKARCH SECURITIES LLC

Office #1: 227 W. Trade Street Suite 2200, Charlotte, NC 28202Office #2: 227 W. Trade Street Suite 2200, Charlotte, NC 28202
BD
CRD#: 154250
CHARLOTTE, NC
Past

October 29, 2008 - October 13, 2014

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
CHARLOTTE, NC
Past

July 18, 2003 - October 27, 2008

FIRST CLEARING, LLC

BD
CRD#: 17344
RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/30/2017)
RR
Arizona
(11/10/2023)
RR
California
(11/10/2023)
RR
Connecticut
(11/10/2023)
RR
Delaware
(11/10/2023)
RR
Florida
(11/10/2023)
RR
Georgia
(10/28/2014)
RR
Illinois
(11/10/2023)
RR
Kansas
(11/10/2023)
RR
Louisiana
(11/10/2023)
RR
Maryland
(11/10/2023)
RR
Michigan
(11/10/2023)
RR
Minnesota
(11/10/2023)
RR
New Hampshire
(11/10/2023)
RR
New York
(11/10/2023)
RR
North Carolina
(10/6/2021)
RR
Ohio
(11/11/2023)
RR
Oklahoma
(11/10/2023)
RR
South Carolina
(11/10/2023)
RR
Texas
(10/20/2021)
RR
Virginia
(11/10/2023)
RR
Washington
(11/10/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/14/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/28/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/16/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/20/2017
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 11/26/2005
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BLACKARCH SECURITIES LLC
BLACKARCH SECURITIES LLC | BLACKARCH SECURITIES, LLC

CRD#: 154250 / SEC#: , 8-68621

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
227 W. Trade Street Suite 2200, Charlotte, NC 28202
Mailing Address
227 W. Trade Street Suite 2200, Charlotte, NC 28202
Phone number
(704) 414-6300
Established
North Carolina since 05/03/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLACKARCH PARTNERS, LLCSOLE MEMBER
EDWARDS, WILLIAM BRIANCHIEF COMPLIANCE OFFICER4368899
HAMILTON, GRANT THOMASVICE PRESIDENT/ REGISTERED PRINCIPAL4697922
HOLLOWAY, GLENN CHRISTOPHERPRESIDENT/DESIGNATED PRINCIPAL/FINOP/CFO/PFO/POO4566759

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLACKARCH SECURITIES LLC

CRD#: 154250Atlanta, GA 30309

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