Donald B. Johns

FINALIS SECURITIES LLC

New York, NY 10003

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CRD#: 4566047

Professional summary

Donald Blatch Johns III, who also goes by Donald Blatch Johns, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Donald is registered as a RR (Registered Representative) and started their career in finance in 2002. Donald has worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Donald Blatch Johns

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donald Blatch Johns III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2025 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

September 13, 2024 - June 12, 2025

PHX FINANCIAL, INC.

CRD#: 144403

Fort Lauderdale, FL

Past

June 13, 2023 - September 10, 2024

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

January 9, 2020 - May 11, 2023

SW FINANCIAL

CRD#: 145012

MELBOURNE BEACH, FL

Past

November 4, 2019 - February 5, 2020

ARIVE CAPITAL MARKETS

CRD#: 8060

North Miami Beach, FL

Past

October 19, 2016 - June 26, 2019

WESTPARK CAPITAL, INC.

CRD#: 39914

Fort Lauderdale, FL

Past

September 21, 2016 - November 11, 2016

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

Boca Raton, FL

Past

October 19, 2015 - October 20, 2016

PRIMEX

CRD#: 29394

Boca Raton, FL

Past

March 31, 2015 - October 20, 2015

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

FORT LAUDERDALE, FL

Past

April 28, 2014 - May 13, 2014

WOODSTOCK FINANCIAL GROUP, INC.

CRD#: 38095

Deerfield Beach, FL

Past

February 13, 2012 - May 2, 2014

HUNTER SCOTT FINANCIAL LLC.

CRD#: 45559

DEERFIELD BEACH, FL

Past

August 17, 2009 - February 24, 2012

STONEX SECURITIES INC.

CRD#: 18456

FORT LAUDERDALE, FL

Past

October 31, 2005 - August 17, 2009

EMMETT A LARKIN COMPANY, INC.

CRD#: 6625

FORT LAUDERDALE, FL

Past

September 17, 2002 - November 14, 2005

SALOMON GREY FINANCIAL CORPORATION

CRD#: 43413

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/9/2025)

Georgia
(9/2/2025)

Minnesota
(8/27/2025)

North Carolina
(8/27/2025)

Exams

State Security Law Exam

Series 63

Date: 10/27/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald B. Johns

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donald Blatch Johns III's CRS (Customer Relationship Summary).

Certified licenses

Experience

PHX FINANCIAL, INC.

NEWBRIDGE SECURITIES CORPORATION

SW FINANCIAL

ARIVE CAPITAL MARKETS

WESTPARK CAPITAL, INC.

WOODSTOCK FINANCIAL GROUP, INC.

PRIMEX

NEWPORT COAST SECURITIES, INC.

WOODSTOCK FINANCIAL GROUP, INC.

HUNTER SCOTT FINANCIAL LLC.

STONEX SECURITIES INC.

EMMETT A LARKIN COMPANY, INC.

SALOMON GREY FINANCIAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 10/27/2002

SIE

Date: 10/1/2018

Series 7

Date: 9/16/2002

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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