Daniel H. Grant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Henry Grant was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2002. Daniel had worked at 3 firms and has passed the Series 63, SIE, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2009 - December 20, 2016
GDK, INC.
April 3, 2008 - February 24, 2009
CELADON FINANCIAL GROUP LLC
November 11, 2002 - February 23, 2007
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/18/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 5/1/2003
NYSE Trading Assistant ExaminationCurrent Firm
GDK, INC.
CRD#: 31785 / SEC#: , 8-41401
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| A.R.T. INTERNATIONAL HOLDINGS (BVI) LTD. | SHAREHOLDER | |
| ANDERSON, WILLIAM JOHN | PRESIDENT AND DIRECTOR | |
| BURROW, ROBERT PHILIP | DIRECTOR | 6213228 |
| DANGELO, PETER PAUL | DIRECTOR AND VICE PRESIDENT | 1907846 |
| FULVIO, GENNARO JOHN | FINANCIAL OPERATIONS PRINCIPAL | 2435828 |
| KELLY, JOSEPH | VICE PRESIDENT AND TREASURER | 3134215 |
| LAUDANO, ERICA JUDE | COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 3022462 |
| PIERSON, BENJAMIN DOUGLAS | DIRECTOR | 6175389 |
| QUIN, MAXWELL LOWRY | VICE PRESIDENT, SECRETARY AND DIRECTOR | 2328137 |
| SOSNICK, AARON M | SENIOR VICE PRESIDENT | 2049980 |
Red Flags
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