KM
Kirk D. Michel
WESBANCO SECURITIES
Bowie, MD 20716
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CRD#: 4565920
KM
Professional summary
Kirk Douglas Michel is a registered financial advisor currently at WESBANCO SECURITIES, INC. located in Bowie, Maryland.
Kirk is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Kirk has worked at 9 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Seventh State Advisors, LLC; Owner; Non-Investment related; Buying, Renting, & Selling Real Estate. Not actively doing any business at this time; Do not own any real estate.
CRS (Client Relationship Summary) - RIA
Click below to view Kirk Douglas Michel's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kirk Douglas Michel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2023 - Present
WESBANCO SECURITIES, INC.
Office #1: 1525 Pointer Ridge Place, Bowie, MD 20716Office #2: 1801 Rockville Pike Suite 120, Rockville, MD 20852RIA
BD
CRD#: 43276
Bowie, MD
Current
November 17, 2023 - Present
WESBANCO SECURITIES, INC.
Office #1: 1525 Pointer Ridge Place, Bowie, MD 20716Office #2: 1801 Rockville Pike Suite 120, Rockville, MD 20852RIA
BD
CRD#: 43276
Bowie, MD
Past
September 5, 2023 - November 8, 2023
MORGAN STANLEY
RIA
CRD#: 149777
WASHINGTON, DC
Past
January 10, 2023 - November 8, 2023
MORGAN STANLEY
BD
CRD#: 149777
WASHINGTON, DC
Past
November 6, 2017 - September 5, 2023
HARRISDIRECT LLC
RIA
CRD#: 42159
WASHINGTON, DC
Past
November 1, 2017 - September 5, 2023
E*TRADE SECURITIES LLC
BD
CRD#: 29106
WASHINGTON, DC
Past
February 18, 2016 - October 20, 2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
BETHESDA, MD
Past
February 18, 2016 - October 20, 2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
BETHESDA, MD
Past
August 26, 2013 - December 17, 2015
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
PRINCE FREDERICK, MD
Past
August 26, 2013 - December 17, 2015
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
PRINCE FREDERICK, MD
Past
December 24, 2008 - June 21, 2012
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
POTOMAC, MD
Past
December 15, 2008 - June 21, 2012
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
POTOMAC, MD
Past
February 16, 2006 - May 4, 2007
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
BETHESDA, MD
Past
February 16, 2006 - May 4, 2007
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
BETHESDA, MD
Past
July 20, 2004 - August 10, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BALTIMORE, MD
Past
July 20, 2004 - August 10, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
February 13, 2004 - June 23, 2004
LADENBURG THALMANN & CO. INC.
BD
CRD#: 505
NEW YORK, NY
Past
November 19, 2002 - November 10, 2003
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(1/8/2024)
IAR
District of Columbia(1/22/2024)
RR
Maryland(11/17/2023)
IAR
Maryland(11/17/2023)
RR
Pennsylvania(12/17/2024)
IAR
Pennsylvania(12/18/2024)
RR
Virginia(1/8/2024)
IAR
Virginia(1/8/2024)
RR
West Virginia(12/17/2024)
IAR
West Virginia(12/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
135 West Main St, St Clairsville, OH 43950
Mailing Address
1 Bank Plaza, Wheeling, WV 26003
Phone number
(304) 905-7215
Established
Ohio since 10/03/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
100
SEC notice filing (25 States and Territories)
FINRA licenses (28 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESBANCO INC. | OWNER | |
| CONNER, JAMES LEROY | FINOP | 5339285 |
| GARDILL, JAMES C | COUNSEL | |
| JACKSON, JEFF | DIRECTOR | 7692472 |
| LOVE, SCOTT ALAN | DIRECTOR | 2854247 |
| LUZAR, JAY MICHAEL | DIRECTOR | |
| PERKINS, MICHAEL L | DIRECTOR | 7531438 |
| STAVSKY, LISA FINKELSTEIN | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | 1749197 |
| WILSON, ROSE LYNN | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | 4072715 |
| ZATTA, JAY | DIRECTOR | 7693273 |
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 166,458,070 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WESBANCO SECURITIES, INC.
CRD#: 43276Bowie, MD 20716TRUST BUT VERIFY
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