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Richard M Primavera

JEFFERIES
JERSEY CITY, NJ
·CRD# 4565773·23 years experience

Professional Summary

Richard M Primavera, who also goes by Primavera M Richard M, is a registered financial advisor currently at JEFFERIES LLC located in Jersey City, New Jersey and JEFFERIES PRIME FINANCE LLC located in New York, New York. Richard is registered as a RR (Registered Representative) and started their career in finance in 2002. Richard has worked at 3 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Primavera M Richard M

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

JEFFERIES LLC·CRD# 2347
BD
1. 101 Hudson St, Jersey City, NJ 073022. Forest Hills, NY
August 6, 2007 - Present
JEFFERIES PRIME FINANCE LLC·CRD# 337480
BD
520 Madison, New York, NY 10022
May 25, 2026 - Present
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
December 11, 2002 - August 13, 2007

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Current Firm

JP
JEFFERIES PRIME FINANCE LLC

JEFFERIES PRIME FINANCE LLC

CRD#: 337480 / SEC#: 8-71426
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

520 Madison, New York, NY 10022

Mailing Address

520 Madison, New York, NY 10022

Phone Number

(212) 284-2300

Established

Delaware since 06/05/2025

Firm Type

Limited Liability Company

Fiscal Year End

November

Firm Size

Small

FINRA licenses (19 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
JEFFERIES FINANCIAL GROUP INC.DIRECT OWNER—
ALDOROTY, MARKCEO2892942
NAGY, DAVID JCCO4098404
SAHLER, MARK STERNFINOP - OPERATIONS PRINCIPAL1555958
WHITE, ANDREW JOHNCFO/FINOP - FINANCIAL PRINCIPAL5830317

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(8/6/2007)
RR
New York
(8/6/2007)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2003About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Nov 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2002About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 2026About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 23 — General Securities Principal Sales Supervisor

Passed Jan 2008About the Series 23 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2006About the Series 4 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Nov 2003About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Sep 2003About the Series 9 exam
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CRS (Client Relationship Summary) - BD

Click below to view Richard M Primavera's CRS (Customer Relationship Summary).

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