Joshua E. Betancourt

QUANTUM CAPITAL INVESTMENTS

River Forest, IL

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CRD#: 4565704

Professional summary

Joshua E Betancourt, who also goes by Joshua Betancourt, is a registered financial advisor currently at QUANTUM CAPITAL INVESTMENTS, INC. located in River Forest, Illinois.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Joshua has worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua Betancourt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I have a Masters Degree in Accounting and provide accounting and tax planning services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua E Betancourt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2017 - Present

QUANTUM CAPITAL INVESTMENTS, INC.

RIA

CRD#: 156037

River Forest, IL

Past

July 2, 2012 - July 12, 2012

BEST DIRECT SECURITIES, LLC

CRD#: 146053

CEDAR FALLS, IA

Past

March 11, 2011 - October 13, 2015

QUANTUM CAPITAL INVESTMENTS, INC.

RIA

CRD#: 156037

ELMWOOD PARK, IL

Past

August 20, 2010 - April 19, 2011

VISION BROKERAGE SERVICES, LLC

CRD#: 47927

ELMWOOD PARK, IL

Past

October 2, 2007 - March 26, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHICAGO, IL

Past

September 24, 2007 - March 26, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHICAGO, IL

Past

July 9, 2007 - September 17, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

May 14, 2004 - November 17, 2005

REFCO SECURITIES, LLC

CRD#: 14094

NEW YORK, NY

Past

January 7, 2003 - April 29, 2003

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUANTUM CAPITAL INVESTMENTS, INC.

QUANTUM CAPITAL INVESTMENTS | QUANTUM HOLDINGS LLC | QUANTUM CAPTIAL INVESTMENTS, INC. | QUANTUM CAPITAL INVESTMENTS, INC.

CRD#: 156037 / SEC#: 801-132836

RIA

Registered Investment Advisory firm - (5/22/2025 Approved)

Florida

Registered Investment Advisory firm - (11/25/2013 Terminated)

Illinois

Registered Investment Advisory firm - (5/23/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/25/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/17/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/6/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 5/10/2013

NFA Branch Manager Examination

Current Firm

QUANTUM CAPITAL INVESTMENTS, INC.

QUANTUM CAPITAL INVESTMENTS | QUANTUM HOLDINGS LLC | QUANTUM CAPTIAL INVESTMENTS, INC. | QUANTUM CAPITAL INVESTMENTS, INC.

CRD#: 156037 / SEC#: 801-132836

RIA

Registered Investment Advisory firm - (5/22/2025 Approved)

Florida

Registered Investment Advisory firm - (11/25/2013 Terminated)

Illinois

Registered Investment Advisory firm - (5/23/2025 Terminated)

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Contact information

Main Address

River Forest, IL

Mailing Address

Phone number

(708) 267-0627

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A&2B SEC (4/22/2025)

Regulatory assets under management

Total Number of Accounts	310
AUM (Assets Under Management)	$ 125,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joshua E. Betancourt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua E Betancourt's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEST DIRECT SECURITIES, LLC

QUANTUM CAPITAL INVESTMENTS, INC.

VISION BROKERAGE SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CHASE INVESTMENT SERVICES CORP.

REFCO SECURITIES, LLC

WORLDCO, L.L.C.

Primary Firm SEC Registration

QUANTUM CAPITAL INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2007

Series 63

Date: 8/17/2004

Series 7

Date: 1/6/2003

Series 30

Date: 5/10/2013

Current Firm

QUANTUM CAPITAL INVESTMENTS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUANTUM CAPITAL INVESTMENTS, INC.

TRUST BUT VERIFY

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