Wesley K. Perkins
Professional summary
Wesley Kyle Perkins was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Wesley is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Wesley had worked at 4 firms, which includes WORLD TREE FINANCIAL LLC, PURSHE KAPLAN STERLING INVESTMENTS, CHASE INVESTMENT SERVICES CORP., BANC ONE SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2009 - March 29, 2019
WORLD TREE FINANCIAL, LLC
December 4, 2009 - August 16, 2016
PURSHE KAPLAN STERLING INVESTMENTS
July 6, 2005 - December 4, 2009
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - December 4, 2009
CHASE INVESTMENT SERVICES CORP.
March 22, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
September 10, 2002 - July 6, 2005
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WORLD TREE FINANCIAL, LLC
CRD#: 151663 / SEC#: 801-70736
Contact information
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