Sean L. Mckenna

STONEPEAK SECURITIES LLC

New York, NY 10001

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CRD#: 4565592

Professional summary

Sean Lacerte Mckenna is a registered financial professional currently at STONEPEAK SECURITIES LLC located in New York, New York.

Sean is registered as a RR (Registered Representative) and started their career in finance in 2002. Sean has worked at 8 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Lacerte Mckenna's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2025 - Present

STONEPEAK SECURITIES LLC

Office #1: 550 W. 34th St 48th Floor, New York, NY 10001

CRD#: 316392

New York, NY

Past

February 9, 2023 - February 3, 2025

APOLLO GLOBAL SECURITIES, LLC

CRD#: 153502

New York, NY

Past

December 21, 2017 - February 16, 2023

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

December 13, 2016 - October 24, 2017

INSPEREX LLC

CRD#: 101420

New York, NY

Past

June 1, 2016 - December 19, 2016

FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149

NEW YORK, NY

Past

June 23, 2008 - September 23, 2009

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

May 30, 2007 - June 6, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

July 31, 2002 - May 3, 2007

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/11/2025)

Exams

State Security Law Exam

Series 63

Date: 9/22/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 4/12/2017

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 6/1/2016

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 12/31/2012

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 10/6/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

STONEPEAK SECURITIES LLC

CRD#: 316392 / SEC#: , 8-70803

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

550 W. 34th St 48th Floor, New York, NY 10001

Mailing Address

550 W. 34th St 48th Floor, New York, NY 10001

Phone number

(212) 907-5100

Established

Delaware since 08/13/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
STONEPEAK PARTNERS II LLC	GENERAL PARTNER
FORTINO, ANGELINA	FINANCIAL AND OPERATIONS PRINCIPAL	6869135
MLYNAR, STEVEN BRETT	CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, PRINCIPAL	5200474
WALLACH, DOUGLAS	CEO, SUPERVISORY PRINCIPAL, EXECUTIVE REPRESENTATIVE	6649513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sean L. Mckenna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Lacerte Mckenna's CRS (Customer Relationship Summary).

Certified licenses

Experience

APOLLO GLOBAL SECURITIES, LLC

CREDIT SUISSE SECURITIES (USA) LLC

INSPEREX LLC

FOUR POINTS CAPITAL PARTNERS LLC

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

DEUTSCHE BANK SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/22/2016

SIE

Date: 10/1/2018

Series 79

Date: 4/12/2017

Series 7

Date: 6/1/2016

Series 3

Date: 12/31/2012

Series 24

Date: 10/6/2017

FINRA

Current Firm

STONEPEAK SECURITIES LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

STONEPEAK SECURITIES LLC

TRUST BUT VERIFY

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